- TD Bank (Charlotte, NC)
- …report on the status of the Compliance program + Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory ... appropriate + Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties,… more
- City National Bank (Charlotte, NC)
- …effectiveness of the Bank's risk management practices, governance processes, system of internal controls for the Wealth Management platform: Personal and ... others' thinking or approaches in a constructive manner. Advises stakeholders on internal control and governance matters and conducts proactive and ongoing… more
- City National Bank (Charlotte, NC)
- …the Audit Director in supervising a team of auditors to assess risks and internal control environment of the bank's Wealth Management businesses. This individual ... auditing standards, COSO and risk assessment practices. * Strong understanding of internal control concepts and experience in applying them to plan, perform,… more
- TD Bank (Charlotte, NC)
- …frameworks and programs, such as Compliance Risk Assessment (CRA), Risk Control Self-Assessment (RCSA), Issue Management, controls management, Monitoring & ... report on the status of the Compliance program + Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory… more
- TD Bank (Charlotte, NC)
- …report on the status of the Compliance program + Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory ... appropriate + Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties,… more
- Citizens (Charlotte, NC)
- …on embedded banking relationships and payment structures to establish mitigating controls , risk thresholds, and continuously monitor control effectiveness. This ... drive continuous innovation and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for new… more
- TD Bank (Charlotte, NC)
- …report on the status of the Compliance program + Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory ... appropriate + Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties,… more
- TD Bank (Charlotte, NC)
- …report on the status of the Compliance program + Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory ... appropriate + Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties,… more
- City National Bank (Charlotte, NC)
- …effectiveness of the Bank's risk management practices, governance processes, system of internal controls for the Risk Management platform. The role focuses ... others' thinking or approaches in a constructive manner.Advises stakeholders on internal control and governance matters and conducts proactive and… more
- TD Bank (Charlotte, NC)
- …expertise and expert knowledge of Agile/Scrum processes, roles and practices + Senior specialist providing advisory services to executives, business segment ... are followed + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties,… more