- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer, will be a highly visible, senior leadership position, ... **ABOUT US** At **HUB International ** , we are a team of entrepreneurs....Compliance and Risk Officer, working closely with RPW senior leadership to collectively support the growing RPW business… more
- TD Bank (New York, NY)
- … senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front Office Technology on ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...a global role, the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada,… more
- Citigroup (Getzville, NY)
- …accounts for potential sanctions-related risks. This role involves working closely with senior analysts and other departments to ensure compliance with global ... sanctions alerts generated by automated systems, escalating suspicious activity to senior analysts or management. + Support the investigation of potential matches,… more
- Scotiabank (New York, NY)
- …risk and compliance issues with the ability to communicate with senior personnel on detailed issues in business; + Drive analyses of operational risk ... Senior Manager, Business Risk Management US GTB **Requisition...business. Assist to ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. Provides… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Risk Management **Job Description:** **The Senior Group Risk Analyst for Insider and Conduct** provides a comprehensive and ... professional judgement and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk and other… more
- TD Bank (New York, NY)
- …treasury advisory services on large and complex liquidity, payments, and trade finance needs. The business constantly changes with macroeconomic conditions, ... result, all GTB business lines continue to evolve to provide optimum trade finance, liquidity, and payment solutions to clients.** **Global Transaction Banking… more
- Citigroup (New York, NY)
- **The Senior Lead Counsel II is a senior level position responsible for serving as strategic business partner and subject matter expert by providing legal ... of asset-backed products, including auto loans, consumer loans, credit cards, trade receivables and CLOs, preferably with global exposure. Must be collaborative.**… more
- New York Times (New York, NY)
- …and other properties in New York City, elsewhere in the US and in 8 international offices and 33 international bureaus. They will also oversee all security ... investigations into security-related incidents. Report findings, make recommendations to senior leadership, and develop follow-on measures as appropriate. + Team… more
- MetLife (New York, NY)
- …We are seeking an attorney to provide legal advice with respect to compliance with anti-bribery and corruption (ABC), anti-money laundering (AML) and economic and ... trade sanctions (sanctions) laws and regulations. This role entails...regulations. This role entails working closely and collaboratively with Compliance and Business Management on strategic initiatives and emerging… more
- Deloitte (Rochester, NY)
- …regulations as they apply to financial institutions, including retail, wholesale and international banks, Trade Finance, Fraud, Retail Banking, Private Banking, ... performing QC for alert and/or case investigations, specifically pertaining to Trade Finance, Fraud, Retail Banking, Private Banking, and Wealth Management +… more