- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer - Associate within the Firmwide Regulatory Strategy team, you ... the team's central repository to enable reliable and effective reporting to senior management. + Maintain tracking related to examinations and regulatory findings. +… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It has a...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's… more
- JPMorgan Chase (New York, NY)
- … banking and capital markets and will demonstrate the ability to become a senior officer who is capable of generating and executing their own transactions. ... We are seeking a highly-skilled and experienced Investment Banking Associate to join our Equity Capital...alongside JP Morgan's Analysts and Associates, as well as senior bankers. You will develop strong functional skills in… more
- HUB International (New York, NY)
- …advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting ... directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support the growing RPW business… more
- MTA (New York, NY)
- Cybersecurity Officer - Manager Cloud Security Job ID: 9705 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... IT CISO Date Posted: Aug 6, 2025 Description JOB TITLE: Cybersecurity Officer - Manager Cloud Security SALARY RANGE: $148,784.00 - $196,730.00 HAY POINTS: 805… more
- MTA (New York, NY)
- Cybersecurity Officer - Application Security Job ID: 12376 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... IT CISO Date Posted: Aug 6, 2025 Description JOB TITLE: Cybersecurity Officer - Application Security SALARY RANGE: $148,784.00 - $196,730.00 HAY POINTS: 805 DEPT/DIV:… more
- TD Bank (New York, NY)
- …to help manage regulatory risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance… more
- JPMorgan Chase (New York, NY)
- …accountability, and enterprise perspective. **Job Responsibilities:** + Serve as Chief Compliance Officer of a registered investment fund focused on alternative ... **Preferred Qualifications, Capabilities and Skills:** + Experience as Chief Compliance Officer of a registered investment company. + Subject matter… more
- Citigroup (New York, NY)
- …and launch of new products. **Position Summary** The Value & Lending Lead Finance Officer will report into the Lead Finance Officer for the US Branded ... portfolio achieves its short and long-term financial goals through prudent investment decision making and on-going financial management. **Key Responsibilities** +… more