• Chief Fiduciary Officer WM

    City National Bank (New York, NY)
    *CHIEF FIDUCIARY OFFICER WM* *WHAT IS THE OPPORTUNITY?* The Chief Fiduciary Officer provides strategic direction and oversight for the bank's trust and fiduciary ... understanding of fiduciary law, risk management, regulatory compliance, and investment oversight. *WHAT WILL YOU DO?* * Regulatory compliance:...firm. * Minimum 5 years of experience in a senior leadership role. * Minimum 5 years of experience… more
    City National Bank (10/04/25)
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  • Broker Dealer Regulatory Governance Advisory…

    SMBC (New York, NY)
    …team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide compliance advice and ... other communications. + Support production of Annual Compliance Report and related senior officer certifications + Participate in evaluation and implementation… more
    SMBC (10/09/25)
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  • Compliance Officer , Regulatory Relations…

    TD Bank (New York, NY)
    …you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and ... and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for the Company and supports… more
    TD Bank (09/21/25)
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  • Fiduciary Officer

    Neuberger Berman (New York, NY)
    …oversight responsibility for fiduciary relationships for trusts, estates and investment management clients. + Day-to-day interaction with clients (internal and ... external) on all account matters, including legal, tax, investment , and general administration of their accounts. + Active participant in investment and… more
    Neuberger Berman (07/31/25)
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  • Sr. Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
    TD Bank (10/12/25)
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  • Chief Financial Officer

    New York Genome Center (New York, NY)
    The Chief Financial Officer (CFO) is a critical position who serves as the New York Genome Center's financial leader, responsible for the organization's overall ... Reporting directly to the Scientific Director and Chief Executive Officer (CEO), the CFO is a crucial member of...the CFO is a crucial member of the Center's senior leadership team and will play a key role… more
    New York Genome Center (09/01/25)
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  • Investment Banking - Mid-Cap…

    JPMorgan Chase (New York, NY)
    …areas of investment banking and will demonstrate the ability to become a senior officer who is capable of generating and executing their own transactions. ... We are seeking a highly skilled and experienced Investment Banking Associate to join our dynamic Mid...with analysts and associates, as well as assisting more senior bankers. You will develop strong function skills in… more
    JPMorgan Chase (07/31/25)
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  • CTI/US Pensions Team - Pension Investment

    Citigroup (Queens, NY)
    …activities + Performs other duties and functions as assigned by the Chief Investment Officer (CIO), including reporting requirements on Risk, Compliance, Finance ... The US Pensions Investment ("USPI") team is the investment ...ie ability to make complex subjects easily digestible for senior management + Exercises effective project management, relationship building… more
    Citigroup (10/08/25)
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  • Risk Management -Lead Credit Officer -Vice…

    JPMorgan Chase (New York, NY)
    …the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President in Commercial and Specialized Industries Risk, you will collaborate ... communicate and defend credit views to internal stakeholders and senior leadership + Serve as an effective challenge to...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
    JPMorgan Chase (09/14/25)
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  • Chief Risk Officer - Private Client Group…

    Raymond James Financial, Inc. (New York, NY)
    …pace with the changing business environment. . Builds trusted relationships with senior leadership, including executive management of the Private Client Group (PCG), ... effectiveness of current risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business and… more
    Raymond James Financial, Inc. (07/31/25)
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