- Citigroup (Fort Lauderdale, FL)
- …of the risks. Focus on understanding the client's financial strength, investment objectives, risk tolerance, investment /collateral portfolio characteristics, etc ... will also be assisting risk SCO L2 and other senior risk SCOs when they are the primary approvers....formal Credit Training is a plus + Formal credit officer approval authority experience is a plus. Candidates should… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive strategic ... high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and...Serve as an integral member of the RJF Compliance Senior Leadership Team, shaping compliance strategy and direction. +… more
- Arena Investors LP (Jacksonville, FL)
- …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... . 7 - 10 years of regulatory compliance experience at a SEC-registered investment adviser (primarily private credit exposure); . Experience with broker-dealer… more
- Bank of America (Tampa, FL)
- …opportunities to learn, grow, and make an impact. Join us! **Job Description:** The Senior Asset Based Credit Officer covers a portfolio of asset-based lending ... SR AB Credit Officer Atlanta, Georgia;Tampa, Florida; Charlotte, North Carolina **To...clients in the Global Commercial and Global Corporate and Investment Banks, partnering closely with relationship management and product… more
- Citigroup (Boca Raton, FL)
- …limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads. + Manage client ... The Senior Wealth Advisor SAFE Act is a seasoned...and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number of… more
- Citigroup (Jacksonville, FL)
- …not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , Digital Wealth Solutions, etc.) + Manage client follow-up and adhere to all ... within a team-based environment. You will be responsible for proactive investment and banking guidance/education, which includes account opening and asset gathering,… more
- Scotiabank (Tampa, FL)
- …products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. ... in an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa, FL** **Global Transaction Banking**… more