- HUB International (New York, NY)
- …growth, dynamic company. This position is supporting HUB International's Retirement & Private Wealth (RPW) SEC registered investment advisor and limited purpose ... FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior ...responsible for assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment… more
- Citigroup (New York, NY)
- The Private Bank LFO is accountable for leading the development and execution of financial objectives related to the P&L, balance sheet, expenses, capital, and risk. ... The LFO is a key member of the Private Bank business management team and supports the development...CCAR, Recovery and Resolution planning activities. + Partner with senior management to deliver on financial objectives, including a… more
- Raymond James Financial, Inc. (New York, NY)
- …pace with the changing business environment. . Builds trusted relationships with senior leadership, including executive management of the Private Client Group ... current risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with...of risks and regulations in all aspects of the Private Client and Asset Management . Risk assessment methodologies… more
- Bank of America (New York, NY)
- …successful career with opportunities to learn, grow, and make an impact. Join us! ** Senior Philanthropic Officer (SPO), Private Banking** **-** This role is ... Senior Philanthropic Officer (SPO) Providence, Rhode...responsible for client satisfaction, retention, and supporting growth of private and institutional philanthropic relationships. Ensures quality and timeliness… more
- JPMorgan Chase (New York, NY)
- …and Skills:** + Experience as Chief Compliance Officer of a registered investment company. + Subject matter expertise in private equity or private ... lead oversight of regulatory compliance for registered closed-end funds in alternative investment strategies in private market investments. You will lead… more
- Mizuho Corporate Bank (New York, NY)
- … Officer or Internal Audit role within a Corporate Investment Banking (CIB) sell-side financial services organization, demonstrating substantial subject matter ... an effective control environment. First Line Risk & Control Officer The First Line Control Officer is...updates and other key risk program information to Division senior management. + Analyze business, industry, system changes or… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private , independent, employee-owned investment manager. From offices ... oversight responsibility for fiduciary relationships for trusts, estates and investment management clients. + Day-to-day interaction with clients (internal and… more
- New York Genome Center (New York, NY)
- The Chief Financial Officer (CFO) is a critical position who serves as the New York Genome Center's financial leader, responsible for the organization's overall ... Reporting directly to the Scientific Director and Chief Executive Officer (CEO), the CFO is a crucial member of...the CFO is a crucial member of the Center's senior leadership team and will play a key role… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President in Commercial and Specialized Industries Risk, you will collaborate ... communicate and defend credit views to internal stakeholders and senior leadership + Serve as an effective challenge to...loan documentation + Experience working with portfolio companies of private equity firms + Strong working knowledge of credit… more
- SMBC (New York, NY)
- …although role also supports strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various… more