- HUB International (Austin, TX)
- …growth, dynamic company. This position is supporting HUB International's Retirement & Private Wealth (RPW) SEC registered investment advisor and limited purpose ... FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ...the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will… more
- Nuveen Investments (Dallas, TX)
- **Financial Risk and Capital Management** The Investment Risk Officer is responsible for providing expertise on how to minimize investment risks within the ... existing portfolio positions * Prepare detailed risk reports and presentations for senior management and investment committees * Monitor emerging risks,… more
- JPMorgan Chase (Plano, TX)
- …Texas. This role offers the opportunity to work directly under the Chief Financial Officer of the Global Private Bank Annuities & Life Insurance division. The ... clearly and confidently with all levels of management, including senior management within the Global Private Bank...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Scotiabank (Dallas, TX)
- …risks, regulatory changes, and industry trends. Conveys risk-related information to Officer -in-Charge or Audit Principal and senior management. + Maintain ... Senior Analyst, IT Audit **Requisition ID:** 240275 **Salary...services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and… more
- KeyBank (Dallas, TX)
- …the full breadth of Key's product platform which includes traditional bank products, investment banking and capital markets executions. Senior Bankers also drive ... **Location:** 8117 Preston Road, Suite 400, Dallas Texas The Senior Banker serves as the Trusted Advisor for clients and prospects who are primarily active real… more
- Scotiabank (Dallas, TX)
- …products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. ... Senior Audit Manager IT - US **Requisition ID:**...and our customers safe. Accountabilities: + Acts primarily as Officer in Charge (OIC) as a team member for… more
- Scotiabank (Dallas, TX)
- …products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
- Scotiabank (Dallas, TX)
- …risks, regulatory changes, and industry trends. Conveys risk-related information to Officer -in-Charge or Audit Principal and senior management. + Maintain ... standards are met. **What You'll Do** + Support the Officer in Charge (OIC) with the execution for assigned...services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and… more
- Scotiabank (Dallas, TX)
- …risks, regulatory changes, and industry trends. Convey risk-related information to Officer -in-Charge or Audit Principal and senior management. + Maintain ... products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.… more
- Scotiabank (Dallas, TX)
- …products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the...every future! **Purpose** The US Deputy Chief Information Security Officer (Deputy CISO) will support the MD & US… more