- KeyBank (Amherst, NY)
- …may be filled at different salary grade levels depending on requirements.** ** Senior Service Officer Job Description:** **JOB BRIEF (PURPOSE)** Responsible for ... appropriately; assist in resolving issues affecting client service and risk management + Work with Service Officer ,...on job-related factors such as level of experience. The Senior Service Officer position is eligible to… more
- Equitable (New York, NY)
- Deputy Chief Investment Officer - General Account ( 250000IH ) **Primary Location** : UNITED STATES-NY-New York **Organization** : Equitable **Schedule** : ... is expanding its leadership team and searching for a Deputy Chief Investment Officer -a single, integrated leadership role encompassing strategic investment… more
- Bank of America (New York, NY)
- Credit Officer II-Global Corporate & Investment Banking San Francisco, California;New York, New York; Atlanta, Georgia; Dallas, Texas; Austin, Texas **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/San-Francisco/Credit- Officer -II-Global-Corporate Investment -Banking\_25036924-2) **Job Description:** At Bank of… more
- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment… more
- Mizuho Corporate Bank (New York, NY)
- …all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First Line Control Officer is a ... risk program updates, risk profiles, policy updates and other key risk program information to Division senior management. + Analyze business, industry,… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... and advisory role supporting assigned business units including two registered investment managers. The role will also be responsible for managing and maintaining… more
- JPMorgan Chase (New York, NY)
- …accountability, and enterprise perspective. **Job Responsibilities:** + Serve as Chief Compliance Officer of a registered investment fund focused on alternative ... your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance, you are at the center...Qualifications, Capabilities and Skills:** + Experience as Chief Compliance Officer of a registered investment company. +… more
- TD Bank (New York, NY)
- …help manage regulatory risk . **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...and striving to be best-in-class. As a Lead Credit Officer - Vice President in Commercial and Specialized Industries… more
- JPMorgan Chase (New York, NY)
- …and collaboration with internal teams to balance risk and growth. The Senior Credit Strategy Officer will also provide leadership in decision-making for ... As the Managing Director, Senior Credit Strategy Officer , Chase Auto,...You will play a key role in managing credit risk , ensuring sound lending decisions, and maintaining portfolio health.… more