- TD Bank (New York, NY)
- …function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, ... remediation and develop processes to create timely, complete, and accurate reporting . + Enable initiative-taking, data-driven, risk-based decision making. + Partner… more
- TD Bank (New York, NY)
- …covering various businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business personnel for ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. + Assist… more
- TD Bank (New York, NY)
- …multi-currency treasury provider, enabling significant business growth across the TDS franchise. Reporting to the Senior Manager of transaction banking, ... understanding of business supported and broader organization + Works independently as the senior or lead system analyst and coaches / guides members within area of… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in ... enterprise standards. + Monitor program progress and develop MIS reporting for ongoing tracking and evaluation for both Monitoring...functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +… more
- Mizuho Corporate Bank (New York, NY)
- …Center of Acceleration team are seeking a highly skilled and motivated Demand Intake Manager to join our team. This individual will play a crucial role in managing ... AI, analytics, and Robotic Process Automation (RPA) use cases. The Demand Intake Manager will work closely with stakeholders across Mizuho to assess, prioritize, and… more
- Mizuho Corporate Bank (New York, NY)
- …You'll work at the intersection of technology, risk, and regulation-collaborating with senior leaders across Legal, Risk, Compliance, and IT to ensure that our ... Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud transformation… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... deal transfer from origination team by collecting key documents, credit files, and reporting items, setting up folder structure for filing these items going forward,… more
- CACI International (Rochester, NY)
- …executive leadership of the $700m+ Spectrum Superiority (S2) line of business (LOB), reporting to the Senior Vice President of the Spectrum Superiority. From ... through best-in-class R&D, engineering, prototype, and manufacturing. With continued investment in next generation capabilities, along with new market positioning,… more
- TD Bank (New York, NY)
- …let us know and we will work with you to meet your needs. The Manager II, Governance & Control leads and manages a governance and control team, overseeing diverse ... success and achieve business results + Presents and makes recommendations to senior management and executives + Ensures an integrated approach with other business… more
- BMO Financial Group (New York, NY)
- …limited to, fixed income, equities, electronic trading, prime brokerage, and investment banking. The broker-dealer CCO: + Improves team performance, recognizes and ... requirements + Develops and maintains compliance information for analysis and reporting . + Achieves compliance goals by maintaining current knowledge of regulatory… more