- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor ), Risk Management Audit (Hybrid) Capital One's Audit function is a dedicated group of professionals focused ... professional opportunity. Capital One is seeking an energetic, self-motivated Principal Auditor (Experienced Senior Auditor ) interested in becoming part… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor ), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a ... and professional opportunity. Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Audit team. As a member of… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor ) Commercial Bank (Hybrid) ** Capital One's Audit function is a dedicated group of professionals focused on ... opportunity.** ** Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Consumer Lending Audit team. As… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Auditor is responsible to perform and document audit test steps for ... focused on more critical areas of the audit. The Senior Auditor participates in some aspects of...in some aspects of planning of audits and may lead less complex audits/projects. They independently assess control design… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Job Posting Title:** Senior Manager, Product Control - Securities Financing/Prime Services/Prime Brokerage The ... advice to key control partners and the TDS front office. As a ** Senior Manager** covering **the Securities Financing and Prime Services/Brokerage businesses** in the… more
- Scotiabank (New York, NY)
- Senior Audit Manager, US AML Audit **Requisition ID:** 227034 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline only. ... Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing...together to drive ambition for every future! **Purpose** The Senior Audit Manager contributes to the overall success of… more
- Citigroup (New York, NY)
- The Director in Capital Remediation is a senior role within the Capital Remediation team that will report to the Global Head of Capital Remediation. The ... RWA, Capital and GSIB reporting. Address and develop plans to remediate regulatory/ auditor review findings. + Review RWA, CET1 Capital and GSIB governance… more
- HSBC (Buffalo, NY)
- …our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for ... RCCL Audit team in delivering annual RCCL audit plan and effectively participate and/or lead audits on a risk-based approach + Provide analytical support to the RCCL… more
- SMBC (New York, NY)
- …trading businesses and platform. This person should also need to be able to lead or execute other capital market related audit coverage, including sales, trading ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC...of 10 years' experience in the financial industry to lead audit coverage of Front Office and associated support… more