- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial ... financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is...+ Individual contributor role providing specialized expertise or may lead a small team of specialists + Considered a… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Bank of America (New York, NY)
- Senior Treasury Sales Officer - FIG Sales NA Investments and Securities New York, New York;Chicago, Illinois **To proceed with your application, you must be at ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Senior -Treasury-Sales- Officer FIG-Sales-NA-Investments-and-Securities\_25045535) **Job Description:** At Bank of… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice,...+ Individual contributor role providing specialized expertise or may lead a small team of specialists + Considered a… more
- Capital One (New York, NY)
- Senior Business Manager, BA - Data Transformation, Office of the Chief Data Officer At Capital One, data and analytics are at the center of everything we do. It ... transform banking and financial services. We are seeking a Senior Manager to help drive our enterprise data transformation...our enterprise data transformation forward. The Sr. Manager will lead a team of approximately5 business analysts to drive… more
- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to regulatory...reminders and other communications. + Support production of Annual Compliance Report and related senior officer… more
- Bloomberg (New York, NY)
- Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance , and Risk Ref # 10047869 **Description & ... compliance programs for the Americas. The BSA AML Officer will be responsible for ensuring compliance ...customer due diligence standards. **We'll Trust You To:** * Lead and expand the AML compliance programs… more
- City of New York (New York, NY)
- …detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful candidate will have ... ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked...lead , and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- City National Bank (New York, NY)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... meetings to discuss testing and risk assessment results and lead line of business to remediation plans. * Works...line of business to remediation plans. * Works with Senior Compliance Officer , Compliance… more