- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- TD Bank (New York, NY)
- …and/ or risk management background. + Proven ability to successfully lead change and manage effectively in matrixed environment. + Skillful communicator and ... and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have… more
- TD Bank (New York, NY)
- …subject matter expertise and is responsible for contributing to the planning, risk assessment and/or execution of audits and/or related processes. The Audit Manager ... + Works autonomously and accountable for acting as a lead within a specialized audit practice area and may...standards, procedures, laws, rules and regulations + Knowledge of risk management environment, standards and regulations + Knowledge of… more
- MTA (New York, NY)
- …Establish unit goals aligned with the agency's mission and strategic priorities. Lead strategic environmental risk analysis to proactively identify and mitigate ... Business District Congestion Relief Zone. Reporting directly to the Senior Vice President of Environmental, Safety and Health, the...the Environmental program and division and serves as the lead for environmental matters related to both TBTA and… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... and external customers **Key Responsibilities:** + Administrative Support to senior executives + Detailed calendar and inbox management; effective scheduling… more
- SMBC (New York, NY)
- …project's go-live. This includes ownership of pricing and billing strategy, operational process documentation, policy and procedure readiness, risk mitigation ... business readiness efforts for the Cash Management platform go-live, ensuring all operational , procedural, and risk -related components are in place ahead of… more
- Citigroup (New York, NY)
- …align with incremental growth + Escalate accordingly when faced with potential Operational and/or trading risk + Obtain and maintain all registrations/licenses ... driving client efficiency from both a returns and an operational perspective. The Relationship Salesperson should fully understand the...Value Add and Driving Revenue** + Act as a senior client relationship manager for the Futures, OTC Clearing… more
- Wells Fargo (New York, NY)
- …and loan documentation + Prepare and present portfolio updates as needed to senior leadership, risk management and coverage partners. + Partner with Sponsor ... **About this role:** Wells Fargo is seeking a Lead CIB Portfolio Manager to join its Sponsor...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- American Express (New York, NY)
- …Lead the development of capabilities to reduce manual operations and prevent operational risk + Establish standard processes for data discovery and ... controls around the data consumed by GRC applications + Lead the transformation of critical risk data...explain complex problems and ideas clearly and succinctly to senior leaders. + Proficient in collaboration to drive results… more
- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... ensure timely enablement of audit staff on changes to risk frameworks, tools, and processes. + Lead ...of implemented changes. + Provide updates and recommendations to senior leadership on risks, dependencies, and opportunities for continuous… more