- Citigroup (Queens, NY)
- …the Head of Wealth Controls and Risk Management. **Key Accountabilities** + Lead a team of Senior Control professionals supporting members of the Investments ... approach across cross functional teams. + Knowledge of best practices in Operational Risk , Compliance, Credit and Financial Operations. + Advanced analytical… more
- Broadview FCU (Albany, NY)
- …senior executives and Board members. + Expertise in enterprise, financial and operational risk assessment, monitoring tools, and risk mitigation ... risk identification, mitigation, and reporting. + Collaborate with senior leadership and business units to integrate risk...credit union' s financial stability and growth goals. + Lead a corporate risk assessment process that… more
- TD Bank (New York, NY)
- …(AVP) and will lead the coordination and execution and reporting of Operational Risk Management (ORM) programs for the Compliance function. The ideal ... closely with senior leaders across Compliance and Operational Risk to execute key risk...activation and execution of BCPs. + ** Operational Risk Profile and Reporting** + Lead the… more
- TD Bank (New York, NY)
- …/reporting/process and/or analysis function requiring medium to longer term focus + May lead a small reporting or operational team or provide work direction ... payments daily. **Position Overview:** This position is for a ** Senior Test / QA Analyst** in our Payment and...documentation of new processes + Assumes responsibility to minimize operational and regulatory risk by complying with… more
- Coinbase (Albany, NY)
- …on SOX, SOC, and operational audit findings, detailing clear findings, risk implications, and pragmatic, actionable recommendations to senior management and ... Audit Execution & Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and accounting functions.… more
- SMBC (New York, NY)
- …across derivatives and cash trading desks. + Effectively communicate with team members, senior risk management, and audit on strategies related to open issues, ... Group, Market Risk and Analytics Group, Model Risk Group, and the Operational & Regulatory... team performs risk exposure analysis/analytics and risk monitoring. **Role Objectives:** + Lead initiatives… more
- TD Bank (New York, NY)
- …and capabilities. **Job Description** **KEY ACCOUNTABILITIES** **Stress Scenario Design** + Lead the Market Risk stress testing program, including oversight ... relevant parties. Ensure that all risks are transparent to Risk Management, Business Leaders and Senior Management....regulations + Manages or oversees a number of major risk area requirements such as Credit, Operational ,… more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate ... Knowledge of Risk Management Principles: A solid understanding of various risk types (eg, operational , financial, compliance, reputational) and risk … more
- TD Bank (New York, NY)
- …with senior leaders across Compliance and to execute key risk programs, facilitate robust business routines, and deliver actionable results. **Key ... and support the maintenance of the strategic plan. + Lead the change management process for strategic plan refresh...mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with… more
- SMBC (New York, NY)
- … Data Management. **Role Objectives: Delivery** + Execute data governance, improve operational data quality, lead data related projects, and implement BCBS ... and other stakeholders to resolve these issues, improving overall data quality within the risk function. Lead initiatives to resolve data quality issues. Ensure … more