- TD Bank (New York, NY)
- …trend reporting.** + **Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise governance framework, products and ... custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth LLC and TD… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Empire State Development, NYS Title Associate/ Senior Counsel Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit None ... contact Human Resources if you require an accommodation.BASIC FUNCTION:Responsible for providing legal assistance to the corporation on all aspects of its activities… more
- Wells Fargo (New York, NY)
- …Individual Retirement Accounts (IRA) **About this role:** Wells Fargo is seeking a Senior Lead Fiduciary Advisory Specialist (LO) Working at Wells Fargo | ... net worth individuals, families, family offices and charities. **BL&T** further provides legal guidance on a variety of banking and fiduciary topics including… more
- TD Bank (New York, NY)
- …and regulations.** + **Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise governance framework, products and ... with Compliance partners and other related groups (such as Legal and Risk) to support creation of documentation and...oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior… more
- TD Bank (New York, NY)
- … governance oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and ... section below as you consider this opportunity. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead… more
- Diageo (NY)
- …for the design and implementation of tax strategies, policies and the tax governance framework. It also includes the provision of tax support to Diageo's business ... with industry groups. The role will partner closely with Finance, Government Relations, Legal and Business Development to develop policies in line with our business… more
- TD Bank (New York, NY)
- …The Manager, Transaction Banking & Payments, Finance will report into the Senior Manager, Transaction Banking & Payments, Finance. This is a newly created ... for the program-level financial transparency, risk identification, funding envelope governance together with the Project Management Office and benefits realization… more
- TD Bank (New York, NY)
- …investment handbooks.** + **Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise governance framework, products and ... comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates + Provides advanced analysis… more
- SUNY Upstate Medical University (Syracuse, NY)
- …encompasses administrative and medico- legal responsibilities related to medical staff governance and serves as a liaison between senior hospital leadership ... least one of the NAMSS accreditations below: - Certified Provider Credentialing Specialist (CPCS) - Certified Professional in Medical Services Management (CPMSM) -… more
- TD Bank (New York, NY)
- …+ **Stakeholder Management** + Partner with Front Office, Sales, Technology, Finance, Legal , and Compliance to design processes and resolve complex issues. + Serve ... client inquiries and operational challenges. + Represent the middle office in governance forums and new business initiatives. + **Process Improvement & Strategic… more