- TD Bank (New York, NY)
- …strategic oversight into remediation approach and execution. The team partners closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work ... Office. This will involve: + Accountability for supporting the Executives and Senior Managers in end-to-end delivery across all business and technology aspects of… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. ... oversight into remediation approach and execution. The team partners closely with senior leaders across departments Risk, Legal, HR, Compliance , Audit and… more
- BMO Financial Group (New York, NY)
- …and emerging products to drive strategic decision-making. + Engages with senior leadership and cross-functional teams to align strategies, address client needs, ... basis. + Ensures adherence to regulatory requirements, internal controls, and compliance policies in all aspects of relationship management, mitigating risk and… more
- TD Bank (New York, NY)
- …strategic oversight into remediation approach and execution. The team partners closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work ... asset. + In-depth familiarity with market risk, valuation, data science or accounting concepts obtained through previous experience in a capital markets function. +… more
- US Bank (New York, NY)
- …Policies, Standards and Guidelines. + Drafting issues under the supervision of the Senior Auditor, Audit Project Manager . Includes identifying root causes rather ... Account Services. **Primary Responsibilities:** + Assisting the Audit Project Manager in planning audit engagements. Includes performing control testing based… more
- Citigroup (New York, NY)
- …existing clients with ownership responsibilities for sound credit decisions and compliance with internal procedures/credit risk policy guidelines and standards + ... from early origination discussions to development of credit approval memos, and senior approval forums + Prepare a detailed written credit analysis of transactions… more
- Bank of America (New York, NY)
- …and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the identification of ... and risk points of view, including appropriate escalation and communication to Senior Management + Understand and document the capital impacts from new products… more
- M&T Bank (Buffalo, NY)
- …risks or material changes in customers financial position, including evaluation of compliance with the loan agreement. Ensures that analyses provide an independent ... employee development initiatives. + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance… more
- BMO Financial Group (New York, NY)
- …complexity of transactions and related risk (eg, credit, market, operational, legal/ compliance , etc.) + Provides direction and feedback to Analysts; accountable for ... the complexity of transactions and related risks (credit, market, operational, legal/ compliance , etc.) + Balances the Bank's risk appetite with client needs… more
- Bank of America (New York, NY)
- …Policy in the Merrill Lynch Global Wealth and Investment Branch Office Compliance Manual. **Responsibilities include:** + Cover UHNW clients with Capital Markets ... client coverage routines to ensure client satisfaction, present to senior leadership and control partners on business and risk...the structuring team and the control, legal and regulatory, accounting and tax environment in which the team is… more
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