- TD Bank (New York, NY)
- …within risk appetite. As part of the key accountabilities of the role, the Senior Manager will: + Design and implement first line governance frameworks for ... monitor effective internal controls and ensure business activities remain within TD Bank 's risk appetite and comply with external regulatory requirements. The team… more
- TD Bank (New York, NY)
- …entries and reconciliations for broker-dealer and non-broker-dealer entities and ensure compliance with US GAAP and IFRS standards. Key Responsibilities + Oversee ... principles, US GAAP, and IFRS. + Knowledge of Sarbanes-Oxley controls and compliance requirements. + Advanced proficiency in Microsoft Excel and automation tools… more
- TD Bank (New York, NY)
- …on short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business ... and front-office decision-making. You'll work with Equities Sales, Trading, Research, senior management, and TDS Technology to develop data infrastructure and… more
- TD Bank (New York, NY)
- …one of the three regional finance groups for the Wholesale Banking segment of TD Bank Group it has a key role in the USA providing support in financial, management, ... - 002 + Manage Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and satisfy requirements. + Understanding… more
- TD Bank (New York, NY)
- …evaluating, recommending, designing, operationalizing, and supporting solutions in compliance with enterprise and industry standards. Ultimately, providing expert ... procedures, as well as organization issues + Works independently and/or autonomously as a senior / lead on a diverse range of tasks / operational support of solutions… more
- M&T Bank (Buffalo, NY)
- …Responsible for in-depth monitoring, evaluation, and risk identification on the Bank 's exposure to counterparty and Investment credit risks, including high ... Leverage risk experience, business knowledge and understanding of link between bank performance and macroeconomic environment to plan initiatives to accomplish… more
- M&T Bank (Buffalo, NY)
- **Overview:** The Business Risk Manager will perform first line of defense holistic risk management responsibilities in support of two major Business Areas: ... procedures. + Build a working relationship with business unit executive and senior management, Internal Audit, Corporate Operational Risk and Corporate Compliance… more
- TD Bank (New York, NY)
- …regulatory obligations and manage employee conduct and behaviors to ensure compliance . GMS maintains strong relationships with registered Supervisors to oversee a ... for the planning, direction, and coordination of trading operations within The Bank . This position is also responsible for overseeing the development of policies… more
- TD Bank (New York, NY)
- …standards, policies, and results of analysis to inform decision making at senior levels + Builds stakeholder alignment in leading activities, identifying, and ... as well as internal policies and regulatory standards (as communicated by Compliance ) to assist in maximizing profitability through sound and well-informed decisions… more
- TD Bank (New York, NY)
- …strategic oversight into remediation approach and execution. The team partners closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work ... Market Risk Control, Operations/Data Services, Finance, Front Office, Technology and Compliance . + Provides leadership to technology and business partners to turn… more