- Citigroup (New York, NY)
- …of supervisory issues escalated + Review and approval of designated bank -channel and broker-dealer investments + Manage surveillance alerts within stated policy ... guidelines + Interface, consult with and escalate to Senior Management and partners including, but not limited to,... Management and partners including, but not limited to, Compliance , Legal, AML, Regional Business Risk, Regional COO and… more
- Arrow Financial Corporation (Glens Falls, NY)
- …operational support to branch network, and project assistance to Deposit and Loans Senior Manager as needed. Ensures tasks are assigned properly and that ... audit random samplings of daily work to ensure accuracy and procedural compliance . Prepare reports for management detailing audit result and make training… more
- Arrow Financial Corporation (Glens Falls, NY)
- …with operational support to branch network, and project assistance to Deposit and Loans Senior Manager as needed. Leads training and writes procedures within the ... audit random samplings of daily work to ensure accuracy and procedural compliance . Prepare reports for management detailing audit result and make training… more
- New York State Civil Service (New York, NY)
- …including overseeing the day-to-day duties and responsibilities of Financial Services Manager I and II, Financial Services Examiners 1-3, and various levels ... staff in solving problems and coping with unusual situations, including compliance with multi-state initiatives, resource management and organization of examination… more
- JPMorgan Chase (New York, NY)
- …issues with all relevant internal stakeholders (including Alternatives Legal, Corporate Tax, Bank Regulatory Legal, Compliance and other colleagues) + Support ... JP Morgan Asset Management is the world's third-largest alternatives manager , with a 40-year history of delivering innovative alternative solutions across market… more
- Wells Fargo (New York, NY)
- The Structured Products Group within Wells Fargo Corporate Investment Bank is looking for a Vice President to join in New York or Charlotte. The candidate will be a ... deal process + Interact with CLO issuers and asset manager clients, investors, rating agencies, legal counsel, and internally...correspondence, investor requests and analysis + Work closely with senior members of the team to help drive growth… more
- HSBC (New York, NY)
- …and how they are risk managed + Provide guidance, with direction from the manager to the CIB-MSS Desks across our sites to ensure awareness of product governance ... stewards' / control groups (eg Regulatory and Financial Crime Compliance , Legal, Traded Risk, Product Control) and our global...down to the key points and communicate these to senior management and the ability to manage stake holders'… more
- MUFG (New York, NY)
- …be responsible for assisting with the duties of the BURM (Business Unit Risk Manager ) for Operations. The associate will be responsible for key aspects related to ... of issues and partner with stakeholders in opening issues (Audit/ Compliance /Management Identified)Completing Issue Closure TemplatesAcquiring the necessary management approvalsScheduling… more
- HSBC (New York, NY)
- …licenses are required. A contingency period to obtain licensing can be provided at manager 's discretion. In compliance with applicable laws, HSBC is committed to ... ensure that transactions are balancing risk, return and profitability, and in compliance with, both internal and external requirements + Develop and institutionalise… more
- City of New York (New York, NY)
- …support of the DVS Affordable Housing unit and report to the Affordable Housing Manager and Deputy Director Housing Support Service and the Senior Executive ... and landlords as a resource for program participants. - Develop a housing bank of available units and housing opportunities for qualified Veteran families. - Assess… more