- TD Bank (New York, NY)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission...may vary depending on availability and individual circumstances._ The Compliance Governance & Operations Manager leads the… more
- TD Bank (New York, NY)
- … Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient ... culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide … more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager will play a critical role in supporting the… more
- TD Bank (New York, NY)
- …and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the ... on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check...against industry practices. + With Risk, ensure that the Bank operates within the compliance risk appetite… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives ...and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with… more
- Citigroup (New York, NY)
- …as well as the monitoring of the existing credit portfolio. + Ensure compliance with regulatory requirements and Citi's policies / guidelines at all times + ... solutions that meet clients' individual needs + Works closely with Case Manager on the on-boarding and retention of clients, ensuring the appropriate "Know… more
- TD Bank (New York, NY)
- …TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in ... and other business units within TD Securities and TD Bank as needed + Oversee the design, implementation, and...system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders… more
- TD Bank (New York, NY)
- …environment with opportunities for innovation and leadership. + Collaborate with senior leaders across compliance , legal, and business functions. _*General ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...and other business units within TD Securities and TD Bank as needed. + Work closely with the Conflicts… more
- Bank of America (New York, NY)
- …18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Senior -Delivery-Lead Technology NFRR\_25026120) **Job Description:** At ... points between business and technology leaders and Risk and Compliance partners. **Job Profile Summary:** Senior Delivery...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** ** Senior Financial Analyst** **Technical Competencies:** + **Financial & Management ... escalate issues where appropriate + Ensure business operations are in compliance with applicable internal and external requirements (eg financial controls,… more