- US Bank (Charlotte, NC)
- …discover what you excel at-all from Day One. **Job Description** The Quantitative Senior Audit Project Manager (QSAPM) position within Corporate Audit Services ... At US Bank , we're on a journey to do our...audit peers, business line leaders, and partners (risk and compliance ) - Demonstrated independence, teamwork and leadership skills **_LOCATION… more
- TD Bank (Charlotte, NC)
- …and Insider Risk Management and share knowledge with business partners and senior management. + Assume a leadership role in developing standards and procedures ... for vetting and validation that are compliant with the Bank 's internal Model Risk Policy, adhere with industry best...to day direction as needed + Acts as People Manager and is responsible for ongoing coaching and development,… more
- TD Bank (Charlotte, NC)
- …issues requiring senior management attention** + **Experience leading bank compliance -related projects with multiple stakeholders and strict deadlines** ... to their Compliance Management System programs. The Compliance Manager will lead important projects and...of experience **Preferred skills:** + **Knowledge and experience within bank compliance or bank audit,… more
- US Bank (Charlotte, NC)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...competitive, technological, and customer needs. As a Digital Product Manager , you will: -Ensures a data-driven approach to prioritize… more
- TD Bank (Charlotte, NC)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission...compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support… more
- Capital One (Charlotte, NC)
- Senior Product Manager - AI for Unstructured Data, Commercial Bank Product Management at Capital One is a booming, vibrant craft that requires reimagining ... equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One… more
- TD Bank (Charlotte, NC)
- …risks and Limits for managing Liquidity Risk of the firm + Coordinates the Bank 's representation to 2nd LoD auditors, and regulators + Works with product areas on ... and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct + Maintains a culture of risk management… more
- TD Bank (Charlotte, NC)
- …specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager I - US Compliance Audit is responsible for executing and ... audit plans in alignment with applicable policies and regulatory guidelines for TD Bank 's Governance, Risk & Oversight Functions. The US Consumer Compliance team… more
- TD Bank (Charlotte, NC)
- …Business:** Audit **Job Description:** The Audit Manager II is a senior -level leader within the US Compliance Internal Audit function, providing specialized ... and project plans. The main function of the Audit Manager II - US Compliance Audit is...testing of design and operational effectiveness focused on TD Bank 's US Operational Risk Management (ORM) and Enterprise Risk… more
- City National Bank (Charlotte, NC)
- …experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified Public ... *AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS... issues, and effectively communicate findings and recommendations to senior management and stakeholders through clear and concise reports,… more
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