- TD Bank (Charlotte, NC)
- …to the Senior Manager , the Compliance Business Oversight Manager will support the Enterprise Compliance Regulatory Change Program, including governance, ... role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build a more resilient and scalable… more
- TD Bank (Charlotte, NC)
- …Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build a more resilient and ... build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In this role,...the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and… more
- Bank of America (Charlotte, NC)
- …at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Data-Policy- Manager \_25029982-1) **Job Description:** At Bank ... adherence to the other data related policies and other regulatory mandates; this includes system design and architecture, data...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
- TD Bank (Charlotte, NC)
- …and/or the integration of cross functional processes + Typically deals with senior /executive management + Focuses on longer-range planning for functional area (eg 12 ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving… more
- TD Bank (Charlotte, NC)
- …it for responsible areas within the Bank and ensure that the Bank meets regulatory expectations within work streams owned Identify risk associated with ... Business:** Finance **Job Description:** The Recovery and Resolution Planning Manager leads work streams within the Recovery and Resolution...within the Bank and ensure that the Bank meets regulatory expectations within work streams… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Data & Analytics **Job Description:** The Senior Business Information Management Analyst (US) provides business technical leadership ... areas of data and analytics. Works independently as a senior lead and may manage and direct activities related...+ Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts + Maintains a… more
- American Express (Charlotte, NC)
- …Risk & Compliance (GRC) teams. **How will you make an impact in this role?** This ** Senior Manager of Regulatory & Audit Exam Management** will be part of ... you will help us define the future of American Express. American Express National Bank is American Express' US banking operation, representing more than 60% of the… more
- City National Bank (Raleigh, NC)
- … Bank policies, and the effectiveness of operations of the BSA/AML function. The Senior Manager will be responsible for all aspects of the audit, including ... the planning, execution, and reporting phases. The Senior Manager will also be involved in...Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations * Responsible for reviewing outstanding issues relating… more
- TD Bank (Charlotte, NC)
- …their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk Oversight oversees the team and...ongoing oversight of an effective KYC Program for TD Bank US Holdings. The KYC Program Team is tasked… more
- City National Bank (Raleigh, NC)
- …of the audit, including the planning, execution, reporting, and communication phases. The Senior Manager will also be involved in internal and external issue ... - OPERATIONAL RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team...design and operating effectiveness of internal controls, adherence to regulatory reporting requirements and Bank policies, and… more