• Associate Vice President, Compliance, US, TD…

    TD Bank (New York, NY)
    …activities, reporting on the state of compliance to the Board, UDP and senior management, as needed, and objective guidance and effective challenge. Reporting to the ... any/all disciplinary actions, as required + Manages wholesale regulatory risk by establishing sound and effective processes addressing regulatory requirements.… more
    TD Bank (10/08/25)
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  • VP, Volcker Program Governance

    TD Bank (New York, NY)
    …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have ... activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies...will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
    TD Bank (08/21/25)
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  • Director, Non-Models and Automation - Governance…

    TD Bank (New York, NY)
    …within risk appetite. As part of the key accountabilities of the role, the Senior Manager will: + Design the operating framework governing the use of EUCs ... effective internal controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is… more
    TD Bank (10/09/25)
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  • Director of Project Management (New Berlin, NY)

    Chobani (New Berlin, NY)
    …fostering a culture of accountability, collaboration, and continuous improvement. Serve as Senior Project Manager (Sr. PM) for select high-impact projects. ... Conduct regular project reviews, summarizing progress, challenges, and next steps for senior management. Implement and oversee project risk assessment and… more
    Chobani (09/02/25)
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  • Executive Director/Director, Asset Backed Finance…

    Fifth Third Bank, NA (New York, NY)
    …are the leader positioning the Asset Backed Finance business along with the senior Relationship Manager representing the institution and driving and creating ... most important/key clients/issuers. Individuals are highly skilled, vastly experienced senior originators and structurers capable of fully independent activity… more
    Fifth Third Bank, NA (08/30/25)
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  • Director, Governance & Control, TD Securities (US)

    TD Bank (New York, NY)
    …and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our...We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and… more
    TD Bank (08/21/25)
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  • Director, Global Markets Oversight

    TD Bank (New York, NY)
    …Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates ... financial crime risk . This involves providing guidance on regulatory compliance, close...to the enterprise best practices + Frequently interacts with senior /executive management + Acts as a key contact for… more
    TD Bank (09/21/25)
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  • Investment Operational Due Diligence Analyst

    Neuberger Berman (New York, NY)
    …Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion ... will provide a high level of direct interaction with senior personnel on both the investment and non-investment teams...party alternative fund managers (ie hedge, private equity, venture capital ) and specialty lenders. The right candidate will be… more
    Neuberger Berman (08/14/25)
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  • Director - Regulatory & Supervisory Management,…

    TD Bank (New York, NY)
    …framework + Assist in the onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments for approvals + Assist in ... the investigation of e-trading related Operational Risk Events + Work with you Supervisors on a...**Preferred Qualifications:** + 15+ years of experience in the capital markets industry with strong subject matter expertise in… more
    TD Bank (10/02/25)
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  • Vice President - US Markets Investment Banking…

    TD Bank (New York, NY)
    …all corporate investment banking Functions including Debt and Equity Capital Markets. **Responsibilities:** + Provide day-to-day strategic advice and guidance ... the Investment Banking Compliance team are in a manner consistent with the Bank's risk culture and the relevant risk appetite statement and limits. + Responsible… more
    TD Bank (09/21/25)
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