• Direct Markets Coverage Brokerage Services…

    Bank of America (New York, NY)
    …present to senior leadership and control partners on business and risk matters + Translate macroeconomic, market analysis and flows color into actionable ... division. The Direct Markets Coverage Group ("DMC Group") provides dedicated Capital Markets coverage to Merrill clients who have specific transactional needs.… more
    Bank of America (11/12/25)
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  • Broker Dealer Regulatory Governance Advisory…

    SMBC (New York, NY)
    …for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other governance forums, including relevant ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory Governance… more
    SMBC (10/09/25)
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  • Vice President, Regulatory Management…

    TD Bank (New York, NY)
    …strategic oversight into remediation approach and execution. The team partners closely with senior leaders across TDS, Risk , Legal, HR, Compliance and will work ... and tools including Microsoft Project, JIRA and Confluence + Knowledge of Capital Markets + Knowledge of regulatory requirements + Ability to apply industry… more
    TD Bank (10/03/25)
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  • VP, Model Validation

    Synchrony (New York, NY)
    …**Role Summary/Purpose:** The VP, Model Validation is within Synchrony Model Risk Management function and responsible for leading a model validation team ... the compliance with regulatory guidelines (SR 11-7), as we well as Model Risk Management policies, standards, and procedures. **_Our Way of Working_** **_We're proud… more
    Synchrony (11/20/25)
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  • Director, Governance & Control, TD Securities (US)

    TD Bank (New York, NY)
    …and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our...We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and… more
    TD Bank (11/13/25)
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  • Commercial Credit Regional Segment Director…

    M&T Bank (Buffalo, NY)
    …Credit Regional Segment Director is responsible for overseeing the credit risk management, underwriting strategies, and portfolio management for Leveraged Lending ... quality and performance of the loan portfolio align with the bank's risk appetite and regulatory requirements. **Primary Responsibilities:** + Lead team that… more
    M&T Bank (11/20/25)
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  • Summer-Global Investments Intern

    Aflac (NY)
    …seeks investments to maximize long-term returns with a focus on preservation of capital , subject to our asset-liability profile and liquidity and capital ... knowledge of assigned asset classes. GI oversees the strategic deployment of capital for life and supplemental health insurance company balance sheets utilizing both… more
    Aflac (11/12/25)
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  • Investment Operational Due Diligence Analyst

    Neuberger Berman (New York, NY)
    …Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion ... will provide a high level of direct interaction with senior personnel on both the investment and non-investment teams...party alternative fund managers (ie hedge, private equity, venture capital ) and specialty lenders. The right candidate will be… more
    Neuberger Berman (11/13/25)
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  • Director - Regulatory & Supervisory Management,…

    TD Bank (New York, NY)
    …framework + Assist in the onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments for approvals + Assist in ... the investigation of e-trading related Operational Risk Events + Work with you Supervisors on a...**Preferred Qualifications:** + 15+ years of experience in the capital markets industry with strong subject matter expertise in… more
    TD Bank (10/02/25)
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  • Head of Commercial Examinations, Loan Review

    TD Bank (New York, NY)
    …Loan Review Policy. Acts as a final authority on all matters related to assigning risk ratings * Regularly meets with senior TDNA executives to review credit ... to most efficiently and effectively use technological and human capital resources Builds strong ties with other Risk...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (11/22/25)
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