- TD Bank (New York, NY)
- …framework + Assist in the onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments for approvals + Assist in ... the investigation of e-trading related Operational Risk Events + Work with you Supervisors on a...**Preferred Qualifications:** + 15+ years of experience in the capital markets industry with strong subject matter expertise in… more
- TD Bank (New York, NY)
- …Loan Review Policy. Acts as a final authority on all matters related to assigning risk ratings * Regularly meets with senior TDNA executives to review credit ... to most efficiently and effectively use technological and human capital resources Builds strong ties with other Risk...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & ... implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance coverage plan.… more
- TD Bank (New York, NY)
- …all corporate investment banking Functions including Debt and Equity Capital Markets. **Responsibilities:** + Provide day-to-day strategic advice and guidance ... the Investment Banking Compliance team are in a manner consistent with the Bank's risk culture and the relevant risk appetite statement and limits. + Responsible… more
- TD Bank (New York, NY)
- …strategic oversight into remediation approach and execution. The team partners closely with senior leaders across TDS, Risk , Legal, HR, Compliance and will work ... Office. This will involve: + Accountability for supporting the Executives and Senior Managers in end-to-end delivery across all business and technology aspects of… more
- M&T Bank (Buffalo, NY)
- …(AD) engineering and identity management. Responsible for financial and human capital planning to ensure short- and long-term priorities support and protect ... implement security controls related to AD function(s) of oversight to mitigate risk and secure the bank. + Oversee initiatives assessing the security implications… more
- TD Bank (New York, NY)
- …on short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business ... and front-office decision-making. You'll work with Equities Sales, Trading, Research, senior management, and TDS Technology to develop data infrastructure and… more
- TIAA (New York, NY)
- …lenders and investors in connection with the structuring and closing of senior lending transactions, with or without a related non-control equity investment. ... Transactions include both first lien senior secured and alternative credit transactions. The candidate will...of experience working in a law firm or asset manager working with direct lenders in the sponsor-backed market,… more
- Citigroup (New York, NY)
- …underwriting, identification, measurement, management, and monitoring for wholesale credit risk across the enterprise. Within ICM, the Credit Underwriting function ... credit monitoring across all wholesale credit businesses including Banking, Capital Markets, and Advisory (BCMA), Global Structured Products, Financings, and… more
- Citizens (New York, NY)
- …closing complex transactions. + Advanced proficiency in Super Trump and other Risk Adjusted Return on Capital pricing models. + Strong understanding ... Description The Asset Finance Senior Sales Associate is responsible for supporting assigned...is responsible for supporting assigned Citizens Asset Finance Relationship Manager (s) in originating, pricing, and structuring complex equipment finance… more