- TD Bank (New York, NY)
- …responsibilities. This role will also lead first-line engagement and activities with Compliance and Legal with respect to Office of Supervisory Jurisdiction ... + Ensures that business / department operations are in compliance with applicable internal and external requirements (eg financial...and reward the contributions of others + As a senior executive team member, and across all areas of… more
- TD Bank (New York, NY)
- …and financial results. Drive monthly team variance discussions to facilitate legal entity oversight & regulatory reporting flux analysis process. + Partner ... - 002 + Manage Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and satisfy requirements. + Understanding… more
- New York State Civil Service (Schenectady, NY)
- …judgments; maintaining pertinent information in the Bureau of Compliance 's Insurance Compliance System; assisting in the processing of legal documents for ... workweek allowed? No Telecommuting allowed? Yes County Schenectady Street Address Compliance and Litigation, Judgment Unit 328 State Street City Schenectady State… more
- Neuberger Berman (New York, NY)
- …work in close collaboration with other members of the Internal Audit department, Legal & Compliance , Operations, Risk, Front Office personnel, and other ... trust company, sales distribution and supervision, client reporting, fund governance, compliance , operations, risk, branch exams, etc. + Work closely with data… more
- Zurich NA (New York, NY)
- …to improve ZAAM PE market intelligence and differentiated deal flow. + Support ZAAM Legal in negotiation of business and legal considerations and exert influence ... Zurich initiative. + Represent ZAAM PE in structured meetings with Zurich senior management, key stakeholders, ZAAM colleagues, or external parties. + Lead or… more
- TD Bank (New York, NY)
- …a monthly package for executive reporting including variance commentaries for senior management. + Assisting with preparation, analysis, and proper documentation of ... + Support Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and satisfy...tools such as Alteryx. + Work closely with the manager to build strong data/process governance and key controls… more
- MTA (New York, NY)
- …and compliance failures can lead to significant financial losses, legal ramifications, and damage to our brand's trust and integrity. MTA's ability ... field evolves and as risks and circumstances change. The Application Development Security Manager role is designed to oversee and enhance the security of our… more
- Comerica (New York, NY)
- …accurate. Administratively monitors and tracks tax reporting activities, coordinating with more senior Trust Administrators COMPLIANCE Meets all compliance ... completing AML compliance training, completing all other organization required compliance training. Stays current on fiduciary/tax/ legal changes that effect… more
- Neuberger Berman (New York, NY)
- …will report to the SVP and manage the SEC reporting and filings to ensure compliance , and will be involved in hiring, managing, and training junior staff as the ... board materials, marketing presentations, and other reporting + Monitoring compliance with the SEC and IRS regulatory tests in...the SEC and IRS regulatory tests in coordination with legal and tax teams + Conduct data analysis on… more
- JPMorgan Chase (New York, NY)
- …closely with stakeholders from business and control groups, including solutions, legal , risk, and compliance **Required Qualifications, Capabilities, and ... experiences. The team collaborates extensively with various stakeholders and senior management to drive industry-leading solutions. Additionally, the team develops… more