- Bank of America (Charlotte, NC)
- …Communications + Active Listening + Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift ... processes across a range of scenarios, establishment of risk monitoring processes across the 8 lines of business and...of Liquidity Risk & LOB team and approval via senior executives and broker-dealer Board of Directors, as appropriate.… more
- Bank of America (Charlotte, NC)
- …responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process ... management positions in operations. This role will be responsible for monitoring the completeness and accuracy associated with the firms Deposit Insurance… more
- Wells Fargo (Charlotte, NC)
- …maintenance, and customer integration and onboarding. This role reports directly to the Senior Manager for the Encryption, Tokenization and Key Management team. ... products and services. + Support company driven audits, gather evidence of compliance to company policies, and drive product enhancements, when needed, to remediate… more
- City National Bank (Concord, NC)
- …drive and manage all FLoD IT Risk routines to ensure appropriate oversight, monitoring and escalation to senior leadership to ensure efficient risk management. ... integral in supporting the development of the IT Risk Manager 's function strategy eg identification and development of workstreams...and information funnel, filter, and facilitator in support for Senior Management as needed and deal with the day… more
- Truist (Charlotte, NC)
- …in alignment with the company's enterprise risk framework. Reporting to the EDA Senior Risk Advisory Manager within the Enterprise Technology Business Unit Risk ... Implement processes and record retention routines necessary to ensure Business Unit compliance with enterprise risk monitoring requirements. + Oversee risk… more
- Bank of America (Charlotte, NC)
- …products, in accordance with policies established by the Global Economic Sanctions Compliance team. **Job Description:** This job is responsible for driving and ... tools to drive adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality… more
- Bank of America (Charlotte, NC)
- …and guarantors including Management Services Organizations (MSO/DSO). Involvement with monitoring activities/approvals including covenant compliance is also part ... Assigned as a market or industry level resource, the Senior Credit Products Officer (Sr. CPO) is a highly...is made at the discretion of the Credit Products Manager (CPM). The role also serves as the Credit… more
- TD Bank (Charlotte, NC)
- …etc.) + May be a point of contact for guidance in the monitoring /reporting of compliance , management, and strategic initiatives + Provides broad/deep commentary ... will support the governance of Non-Model/EUC risk to the bank by executing compliance and control testing to validate that Non-Models/EUC risks are managed in… more
- Bank of America (Charlotte, NC)
- …Communications + Active Listening + Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift ... across a range of scenarios, and establishment of risk monitoring processes across the 8 lines of business and...review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the… more
- Bank of America (Charlotte, NC)
- …complex technical and analytical issues and effectively communicating results to senior management and Line of Business partners. **Key responsibilities:** + ... lead root cause analysis, and drive permanent resolution + Ensure appropriate monitoring is in place and maintained to ensure application availability + Participate… more