- Charles Schwab (Southlake, TX)
- …processes and maintains firm and employee registrations; and performs a variety of other compliance functions. We are looking for a manager to support our ... dynamic Employee Compliance Team. The Employee Compliance Team covers Registration, Employee Monitoring and Reporting, Compliance Certifications,… more
- Truist (Dallas, TX)
- …of and interaction with third party consultants including attorneys, tax monitoring services, insurance compliance professionals, inspection and appraisal firms, ... among others + Thorough understanding of and compliance with the governing loan documents, loan servicing agreements, REMIC regulations, investor reporting… more
- Vistra (Irving, TX)
- …offering innovative solutions. + Provide deep-dive analytical support for commissions, compliance , network performance metrics, and forecasting. + Identify data gaps ... Development team as business representative to ensure accurate reporting, calculation and monitoring of commissions. + Ensure processing of large data sets to… more
- OneMain Financial (Irving, TX)
- …feedback to drive product decisions. + Ensure the health of the product by monitoring funnels and key metrics to identify anomalies on a daily and weekly basis. ... SME for cross-functional partners across the organization including Operations, Marketing, Compliance , and more. + Work closely with product managers, designers, and… more
- Langan Engineering, Environmental, Surveying and Landscape… (Austin, TX)
- …impactful contributions. Job Summary Langan is seeking an Environmental Permitting and Compliance Project Engineer, Scientist, or Manager to join its ... registration and compliance evaluations, waste management, multi-media environmental compliance audits, development of monitoring and spill prevention and… more
- Coinbase (Austin, TX)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Coinbase (Austin, TX)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Manager to drive second line of defense technology compliance ... Essential to scaling is building and running a security compliance program that reflects how we protect the data...drive risk reduction through 'controls by design' and ongoing monitoring . *What you'll be doing (ie. job duties):* *… more
- EverBank (Lewisville, TX)
- **Enterprise Compliance Officer Manager - Enhanced Due Diligence** The Enterprise Compliance Officer Manager will lead a team designed to identify, ... and Duties** + Lead and manage the EDD team, overseeing ongoing monitoring of high-risk customers, including PEPs, high-risk jurisdictions, and complex corporate… more
- Cardinal Health (Austin, TX)
- …experience, and leadership skills necessary to foster a culture of compliance , manage timelines, standardize processes and procedures, lead audits, implement process ... Border Protection (CBP), the Canada Border Services Agency (CBSA), and internal senior leaders. The Trusted Trader must comfortably collaborate with various Cardinal… more
- Charles Schwab (Austin, TX)
- …(vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker-Dealer/Asset Management enterprise team, the Senior ... services, including stock plan services, retirement plan services, and compliance and employee trade monitoring solutions; and...draft audit observations for review by the Internal Audit Manager / Senior Manager (and above levels)… more