- TD Bank (New York, NY)
- …finance and other functional specialist groups to ensure integrated service delivery, risk mitigation and compliance with applicable internal and external ... business objectives into target-state architectures, ensuring scalability, resiliency, and compliance . + Partner with product management to design solutions that… more
- TD Bank (New York, NY)
- …partnerships with the groups that support Corporate and Investment Banking - including 1B, Compliance , Legal, Audit, Risk and Technology - as well as fostering ... well as supervisory oversight, to front-line Investment Bankers and Senior Executives within the department, such that their focus...obtain within 6 months. + Experience in capital markets, compliance , audit, risk , control and governance or… more
- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...a periodic basis. Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance… more
- BMO Financial Group (New York, NY)
- …BMO and US; ensures compliance with regulatory guidance and expectation for Model Risk Management and serves as a regulatory liaison on models and model risk ... procedures to ensure compliance with requirements and expectation of the Model Risk Management Framework. + Oversees compliance control and testing to ensure… more
- TD Bank (New York, NY)
- …finance and other functional specialist groups to ensure integrated service delivery, risk mitigation and compliance with applicable internal and external ... lifecycle. The Fixed Income Operations team plays a key role in mitigating risk , improving client service, and delivering seamless trade processing across a diverse… more
- TD Bank (New York, NY)
- … Culture:** Work with the Compliance leadership team in support of a strong risk & compliance culture within Compliance and across the firm. With the ... **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology...Compliance Control Room. + Familiarity with regulations and compliance strategies and risk management; possesses and… more
- Bank of America (New York, NY)
- …internal/external stakeholders. * Monitor borrower performance, financial condition, and covenant compliance to ensure timely risk rating adjustments and ... products head - special assets or the international special assets regional manager . Primary market contact for both internal and external communications. May have… more
- Bank of America (New York, NY)
- …ensuring that software is developed to meet functional, non-functional and compliance requirements, and solutions are well designed with maintainability/ease of ... To support this business, Equity Linked Technology is implementing a real-time portfolio risk system (Iris) to monitor client risk intraday to compliment an… more
- Sunrise Senior Living (Plainview, NY)
- …for bathing, laundry, and housekeeping services. + Conducts monthly Lead Care Manager Meetings. **Quality Assurance and Regulatory Compliance ** + Follows all ... **When you join Sunrise Senior Living, you will be able to use...of and service planning for residents, leading the care manager team in the provision of high quality, safe… more
- Bank of America (New York, NY)
- …Key responsibilities include focusing on but not limited to credit, market, and reputational risk ; as well as adherence or monitoring of credit risk policies, ... or supports the oversight of the ongoing management of risk parameters and guardrails for credit risk ...indicators for changes in credit quality to communicate to senior management + Ensures adherence to policy and standards… more
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