- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...and observations into central repository + Prepare and distribute testing reports to senior management detailing review… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- KeyBank (Amherst, NY)
- …in collaboration with other members of REA team on projects and testing . The Senior Compliance Manager must have in-depth knowledge of wealth and trust ... those to testing , monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,… more
- TD Bank (New York, NY)
- …culture of compliance that will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall coordination of ... may vary depending on availability and individual circumstances. **Job Profile Summary** The Senior Manager , Compliance Business Oversight manages and leads… more
- Coinbase (Albany, NY)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance EDD Operations at Coinbase, you'll ... teams, with hundreds of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind ensuring our teams… more
- M&T Bank (Buffalo, NY)
- … compliance . + Spearhead collaboration among cross-functional teams and senior or executive leadership to align technology practices with overarching business ... as assigned. **Scope of Responsibilities:** + This role primarily interacts with senior people leaders within the Technology and Cybersecurity teams, senior … more
- TD Bank (New York, NY)
- …supporting the development and implementation of the target operating model for Compliance testing capability with a focus on optimizing controls, streamlining ... making + Develops and maintains constructive relationships between the commercial and operations Senior Management and the Senior Compliance Leaders to build… more
- TD Bank (New York, NY)
- … Compliance Monitoring and Testing team works directly with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop and ... of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) +… more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s) of specialists/professionals providing advice,… more
- TD Bank (New York, NY)
- …Compliance Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more