- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...and observations into central repository + Prepare and distribute testing reports to senior management detailing review… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- HSBC (Buffalo, NY)
- …people, our investors, our communities and the planet we all share. The purpose of the Control Testing Senior Manager is to lead a team of control testers to ... Knowledge of CIB processes is diserable As our Control Testing Senior Manager , Corporate and... deliverables through effective coaching and overseeing the control testing team and ensuring compliance with the… more
- Scotiabank (New York, NY)
- Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary ... the Compliance function. + Coordinate with central compliance groups, including Testing and Surveillance, to...identify issues and communicate recommendations in order to provide senior management with a sound basis on which informed… more
- Amazon (New York, NY)
- Description Amazon is looking for a Senior Trade Compliance Program Manager (PM) to build import and export risk management solutions for growing ... international businesses in the Trade Operations space. The Senior Trade Compliance PM, is responsible for...the team This position reports to the Americas Trade Compliance Operations Sr Manager in the Global… more
- M&T Bank (Buffalo, NY)
- … compliance . + Spearhead collaboration among cross-functional teams and senior or executive leadership to align technology practices with overarching business ... as assigned. **Scope of Responsibilities:** + This role primarily interacts with senior people leaders within the Technology and Cybersecurity teams, senior … more
- TD Bank (New York, NY)
- … Compliance Monitoring and Testing team works directly with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop and ... of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) +… more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s) of specialists/professionals providing advice,… more
- TD Bank (New York, NY)
- …Compliance Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Coinbase (Albany, NY)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal Audit ... functions. By executing all aspects of audits, including planning, walkthroughs, testing , deficiency remediation, and report writing in accordance with regulatory… more