- Capital One (New York, NY)
- Senior Manager , Business Controls Testing , Enterprise Services Risk The Enterprise Services Risk organization is expanding with a focus on attracting ... redefine the financial sector. As a Senior Manager on the Business Controls Testing (BCT)...testing activities aligned with regulatory, risk management, and compliance requirements + Review and validate control testing… more
- Capital One (New York, NY)
- Senior Manager , Compliance Advisor - Retail Bank The Senior Manager , Compliance Advisor - Retail Bank performs a key risk management role (second ... Strategy and Prevention, Fraud Investigations, Claims and Disputes. **The Senior Manager supports the line of business...Perform UDAAP validations and reviews + Active involvement with compliance testing and third party compliance… more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead ... and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance...capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing strategies tailored… more
- Coinbase (Albany, NY)
- …the responsible growth of its digital assets business. Reporting directly to the CCO, this Senior Program Manager will act as a trusted and strategic partner - ... Attendance is expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring the company meets regulatory obligations while enabling… more
- Deloitte (Williamsville, NY)
- …coordinate with various internal and external stakeholder groups, and report to the Senior Manager , Wealth Accumulation Leader. Recruiting for this role ends on ... this role, you will be responsible for leading plan operations and compliance activities associated with Deloitte's US Wealth Accumulation Program, the Deloitte… more
- CVS Health (Albany, NY)
- …+ Accountable for all steps within the life cycle of control testing including conducting walkthroughs with Internal and External auditors, maintaining Information ... of assigned work to track progress and manage towards business objectives and compliance due dates. + Must exhibit leadership qualities, strong written and oral… more
- TD Bank (New York, NY)
- … Compliance Monitoring and Testing team works directly with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop and ... of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) +… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Coinbase (Albany, NY)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal Audit ... functions. By executing all aspects of audits, including planning, walkthroughs, testing , deficiency remediation, and report writing in accordance with regulatory… more
- Capital One (New York, NY)
- … Business Manager - Emerging Payments Strategy & Analytics **Summary:** As a Senior Manager , Business Analysis at Capital One, you will apply your strategic ... campaigns, testing and experimentation, business cases, valuations, etc. As a Senior Business Manager on the Emerging Payments Strategy and Analytics team… more