- Coinbase (Charlotte, NC)
- …product offering*.* *What you'll be doing (ie. job duties):* * Providing senior compliance oversight to all aspects of CCM, including trading, reporting, policies ... Tax, Finance and Audit to ensure a best-in class control framework. * Partner with exam management team to...and Clearing Firm to ensure deployment of a robust monitoring program. * Work with the principals to design… more
- Bank of America (Charlotte, NC)
- …identify areas of potential risk + Works closely with model stakeholders and senior management with regard to communication of submission and validation outcomes + ... enterprise-wide financial crime model development and implementation, ongoing performance monitoring and optimization, data usage, and research and development… more
- TD Bank (Charlotte, NC)
- …and Experience below as you consider this opportunity.** **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees ... the operations or strategy of the Company. The job interacts with senior management in assigned areas, developing, revising, and implementing policies and procedures… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist provides a comprehensive and diverse range of risk ... in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs… more
- Cayuse Holdings (Raleigh, NC)
- …$89,106.99 - $127,295.70 The z/OS Systems Programmer is responsible for senior -level systems administration in support of agency mainframe applications and ... system administration functions to include security administration support, performance monitoring , security monitoring , and system maintenance. + Provides… more
- City National Bank (Charlotte, NC)
- …analysis and assessment of compliance regulations, identifying risks and controls, monitoring business unit control environment, drafting and maintaining ... analyzing the Bank's compliance risk; determine if current processes control risk. * Analyze new and changing laws and...or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment… more
- Bank of America (Charlotte, NC)
- …identify areas of potential risk + Works closely with model stakeholders and senior management with regard to communication of submission and validation outcomes + ... of model management processes and standards, including model development, performance monitoring , implementation, and usage. * Perform critical analysis and assess… more
- TD Bank (Charlotte, NC)
- …of customer-focused product increments. + Aligning with other Product Owners and senior management to follow a product vision, creating, and maintaining a ... and expert knowledge of Agile/Scrum processes, roles and practices + Senior specialist providing advisory services to executives, business segment leaders and… more
- Truist (Charlotte, NC)
- …2. Prior experience working for a large, SEC-registered financial institution or senior manager -level public accountant with extensive bank experience **General ... S/he will be responsible for leading and overseeing the accounting and control related activities for the Technology, Data, Operations organization. The leader will… more
- Bank of America (Charlotte, NC)
- …Line Units (FLU) to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement ... Line Units (FLU) to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenariodevelopment/enhancementinput… more