- TD Bank (Charlotte, NC)
- …including.** + **Compliance-wide frameworks, guidelines and standards for testing, monitoring , risk assessment, reporting and other activities** + **Internal Audit, ... guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance… more
- City National Bank (Charlotte, NC)
- …AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth ... Director in supervising a team of auditors to assess risks and internal control environment of the bank's Wealth Management businesses. This individual will develop… more
- Citizens (Charlotte, NC)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate ... and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for...You will also work with the First Line Risk Manager to initiate root cause analysis into control… more
- Lowe's (Charlotte, NC)
- **Your Impact** We are seeking a Senior Manager - Risk to lead a team of professionals dedicated to identifying, monitoring , and mitigating information ... for complex security issues, ensuring risks are effectively managed or elevated to senior leadership when necessary. + Lead and mentor global teams (US and India),… more
- TD Bank (Charlotte, NC)
- …and overseeing a variety of elements of a compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing, ... dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of various US Corporate Functions and provides… more
- TD Bank (Charlotte, NC)
- …a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of ... management** + **Monitor changes in applicable laws and regulations and advise senior management on potential impacts and required actions** + **Conduct periodic… more
- Huntington National Bank (Charlotte, NC)
- …will help ensure cyber offerings are following defined governance processes, standards, and control requirements. As a Cyber Security Risk Manager , you'll be a ... Description Summary: The Cybersecurity Risk Manager is responsible for oversight and administration of...partnering with the cyber security segment providing risk support, control and metric design, and overall challenge on various… more
- WTW (Charlotte, NC)
- **Description** As part of Willis Towers Watson's Captive Solutions team, the Account Manager plays a key role in delivering tailored management services to a ... underwriting, regulatory compliance, financial management, and governance. The Account Manager collaborates closely with internal experts-including actuaries, risk consultants,… more
- Truist (Winston Salem, NC)
- …services, risk management and assists in line of business relationship management and risk monitoring . The Senior Audit Manager is responsible for ensuring ... of America) **Please review the following job description:** Truist Senior Audit Manager is responsible for providing...knowledge of IT, information security and Cloud management and control frameworks (COSO, COBIT, NIST, SOX, PCI DSS). 7.… more
- American Express (Charlotte, NC)
- …the Director for Business Disruption & Operational Resilience Risk Management, the Manager is responsible for independently assessing, monitoring , and reporting ... aggregate risks. The risks identified by this team are reported to the Senior Management, Risk Management Committees, Board of Directors and Regulators, shaping key… more
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