- TD Bank (New York, NY)
- …specialized/ad hoc training and reporting, as required.** ** Compliance Business Oversight Manager ** **Reporting to the Senior Manager , the Compliance ... Business Oversight Manager will support the Enterprise Compliance Regulatory Change Program, including governance, oversight, technology, and processes. The… more
- TD Bank (New York, NY)
- …TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in ... global policy rollouts, system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict… more
- TD Bank (New York, NY)
- …and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check… more
- TD Bank (New York, NY)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... in the general summary below.** **Job Profile Summary:** The Compliance Governance & Operations Manager leads the...context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and… more
- TD Bank (New York, NY)
- …culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide ... depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and objective… more
- SMBC (New York, NY)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- TD Bank (New York, NY)
- …environment with opportunities for innovation and leadership. + Collaborate with senior leaders across compliance , legal, and business functions. _*General ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- WMCHealth (Poughkeepsie, NY)
- …+ Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and ... Regional Manager , Compliance - ONSITE Company: NorthEast Provider... compliance issues and collaborates with the VP, Compliance and senior management as appropriate for… more
- CH Robinson (New York, NY)
- …both global and OFAC compliance initiatives + Oversee the implementation of compliance action plans and ensure alignment with corporate policies and legal ... CH Robinson is looking for a Strategic Program Manager to join our team. In this role,...efforts seamlessly into business operations. + Track and report compliance program performance and enhancements to senior … more
- New York Power Authority (White Plains, NY)
- EHS Regulatory & Compliance Program Manager Location: White Plains, US **Summary** Supervises the implementation of controls to mitigate risk, completing risk ... Audit departments on risk and controls identification, remediation, and reporting. Manager ensures that all NYPA Departments (Generation, Transmission, Canals,… more