- TD Bank (New York, NY)
- …knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & Corporate Cash Management\. Such advice will be tailored ... + Assist the business on implementing and documenting various supervisory/ control mechanisms. + Participate in internal investigations, respond to regulatory… more
- Neuberger Berman (New York, NY)
- …controls + Prepare and present audit reports with findings and recommendations for control enhancements to senior management + Track action plans and follow ... Prepare audit deliverables including announcement memo, narratives, flow charts, risk assessments, control matrices and audit procedures + Document and assess the … more
- TD Bank (New York, NY)
- …oversight, monitoring and reporting for the Convertible Arbitrage and Municipal Finance trading desks. The Associate will also provide backup oversight, monitoring ... and prepares Credit Management reporting to be distributed to senior management. **Depth & Scope:** + Reviews and investigates...materials as required + Ensures backups for monitoring and control function for the Loan/High Yield Sales and Trading… more
- TD Bank (New York, NY)
- …analysis and modeling, managing a team, preparing client presentations and interacting with senior bankers and clients. **Depth & Scope:** + Works within a deal team ... under the overall direction of a senior team member + Researches and analyzes clients' financial...full potential + You are required to demonstrate governance, control and risk management behaviors in alignment with TD… more
- TD Bank (New York, NY)
- …and ABAC. Provides investigative, developmental, and quality assurance support to the Senior Manager and their team, focused on the investigative output ... is responsible for investigations of complex anti-money laundering, counter-terrorism finance , and insider risk matters resulting from law enforcement referrals,… more
- TD Bank (New York, NY)
- …enable us to provide critical infrastructure services that support and/or control the trading, investment, and corporate banking functions of TD Securities. ... our global client base. They provide operational support and control functions across the trade lifecycle. The team is...with customer accounts and facilitating the allocation of money manager sub-accounts for client type trading for cash and… more
- Bank of America (New York, NY)
- …risk management across the company and for specific business units or control functions. Key responsibilities include leading the audit assessment of effectiveness ... management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of effectiveness of… more
- M&T Bank (Buffalo, NY)
- …professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** + Not Applicable **Education ... plan validations as assigned, under supervision of a Lead Auditor or Manager . **Primary Responsibilities:** + Participate in audits by executing assigned tasks in… more
- M&T Bank (Buffalo, NY)
- …with professional auditing standards. They report to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** + Not Applicable **Education ... plan validations as assigned, under supervision of a Lead Auditor or Manager . **Primary Responsibilities:** + Participate in audits by executing assigned tasks in… more
- Citigroup (New York, NY)
- The Sec & Derivatives Sr Grp Mgr is a senior management level position responsible for accomplishing results through the management of the Global Fixed Income and ... structured transactions. The Global Fixed Income and Commodities Structured Middle Office manager will oversee global teams managing these this function focused on… more