- TD Bank (New York, NY)
- …and escalate material compliance issues, breaches and other events to senior management and regulators and delivers extensive management reporting summarizing group ... below + 20+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a plus +… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** Job Title: Manager , Operational Risk Management Job Level: Level 10 Business/Product Group: TD ... lines and escalation procedures. + If you are a Manager /Supervisor, you are also responsible for ongoing and effective...periodic analysis and commentary of key market risks for senior management review + Keeps abreast of new risk… more
- TD Bank (New York, NY)
- …highly responsible, diversified and confidential secretarial and administrative support to Senior Executives. Manages the office of Senior Executives and ... We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- SitusAMC (Albany, NY)
- …be yourself, advocate for others, stay nimble, dream big, own every outcome, and think global but act local - come join our team! This position will have primary ... and analyze information from clients, recommend and deliver solutions, process database configurations and/or communicate use cases/requirements to the technology… more
- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions. + Strong… more
- Bank of America (New York, NY)
- …from trading, sales and client(s) with tight timelines + Collaborate across Global Markets teams (ops, trading, sales, risk, credit, COOs, legal, compliance, ... reduce risk and support strategic initiatives + Partner with global peers in to ensure seamless and consistent ...a dynamic, team-oriented environment - both work closely with senior members of the team and work independently **Other… more
- Rubrik (Albany, NY)
- …Governance Analyst** The Deal Governance Analyst will be a key member of the Global Deal Governance and Deal Desk team. Reporting to the Deal Governance and ... Compliance manager , they will be tasked with analytics around ACV...structures to track existing policy efforts across all our global sales regions. You will also serve as a… more
- JPMorgan Chase (New York, NY)
- …need to work well in a team environment, be able to represent the manager /group with professional courtesy and acumen, and deliver flawless work output. This role ... supports the Global Technology Regulatory Exam Management team in the US...judgment in confidential situations, and proven experience interacting with senior management + Strong interpersonal, written, and oral communication… more
- Wellington (New York, NY)
- …comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return ... the importance of advisor education in effectively positioning an asset manager as a partner of choice. **Responsibilities** Specific responsibilities include but… more
- BlackRock (New York, NY)
- …About BlackRock Elevate your career by joining the world's largest asset manager ! At BlackRock, we foster an environment that values positive relationships and ... Overview The Alternative Fund Controllers team is a vital component of the Global Alternative Operations team. We concentrate on all aspects of fund controller for… more