- Oracle (Albany, NY)
- …stakeholders, manage high-stakes vendor relationships, and navigate the complexities of regulatory compliance. Your ability to anticipate and mitigate risks to ... that promotes opportunities for all. Oracle careers open the door to global opportunities where work-life balance flourishes. We offer competitive benefits based on… more
- Oracle (Albany, NY)
- …managing contracts with external vendors, contractors, and suppliers. 11. Regulatory Compliance: In-depth knowledge of relevant regulations, industry standards, and ... that promotes opportunities for all. Oracle careers open the door to global opportunities where work-life balance flourishes. We offer competitive benefits based on… more
- American Express (New York, NY)
- …maximize customer relationships + Ensure operational excellence and compliance with regulatory , audit and oversight requirements + Understand the competitive and ... of gender, offered for pregnancy, adoption or surrogacy + Free access to global on-site wellness centers staffed with nurses and doctors (depending on location) +… more
- BMO Financial Group (New York, NY)
- …tracking regulatory remediations; ensuring continued compliance with the evolving global regulatory environment; and fostering a transparent, compliant, and ... Regulatory Engagements (OCOO) to prepare all internal stakeholders for incoming regulatory engagements involving global Capital Markets legal entities + Work… more
- TD Bank (New York, NY)
- …forums to ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation ... and your career to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the planning, execution, and… more
- TD Bank (New York, NY)
- …and your career, to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the planning, execution and ... delivery of key regulatory initiatives for our US Wholesale business, building foundational...remediation approach and execution. The team partners closely with senior leaders across TDS, Risk, Legal, HR, Compliance and… more
- TD Bank (New York, NY)
- …below: + ** Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology and key stakeholders ... to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments,...required documentation to effectively report on the status of Global Control Room to senior leadership /… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the...to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of the… more
- TD Bank (New York, NY)
- …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- TD Bank (New York, NY)
- …opportunity to join a fast-growing team with high internal visibility at the senior executive level. The Associate - Global Markets Documentation is responsible ... regulatory advisory and rule interpretation, leveraging understanding of global derivatives regulations including US Dodd-Frank, EMIR, UK, Canadian, and… more
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