- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the...to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of the… more
- TD Bank (New York, NY)
- …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- TD Bank (New York, NY)
- …opportunity to join a fast-growing team with high internal visibility at the senior executive level. The Associate - Global Markets Documentation is responsible ... regulatory advisory and rule interpretation, leveraging understanding of global derivatives regulations including US Dodd-Frank, EMIR, UK, Canadian, and… more
- Ankura (New York, NY)
- …reviews, regulatory remediation assistance, and investigations. Responsibilities: As a Senior Director in the Audit Advisory Practice, you will have the ... and growth. Our Audit Advisory Team of professionals includes several former senior officials from the PCAOB, including the Divisions of Enforcement and… more
- TD Bank (New York, NY)
- …an opportunity to join a fast-growing team with high internal visibility at the senior executive level. The VP, Global Markets Documentation is responsible for ... who can provide you more specific details for this role. **Job Description:** The Global Markets Documentation Team is an integral part of TD Securities. GMD is a… more
- TD Bank (New York, NY)
- …in special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and ... you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer-CIB **Reports to:** Director, Financial Crime Risk… more
- Coinbase (Albany, NY)
- …is based in the US (Remote) and will be reporting to an Internal Audit IT Senior Manager . The individual will be responsible for executing all aspects of audits, ... fully supported. Coinbase is looking for an Internal Audit Senior , IT to join the Internal Audit team focusing...internal audit function. * In depth understanding of local global regulatory requirements as it pertains to… more
- St. George's University (Great River, NY)
- Senior Assistant Registrar, Institutional Operations For Rocky Vista University Employees: Please message Alyssa Cottone, Manager , HR Business Partner & Talent ... in the cities listed above at one of our campus locations. The Senior Assistant Registrar for Institutional Operations provides leadership and oversight in managing… more
- Bank of America (New York, NY)
- …opportunities to learn, grow, and make an impact. Join us! **Job Description:** Senior Quantitative engineers in Global Risk are responsible for designing and ... domain specific (eg, classification models for surveillance or testing framework for Global Markets processes). Senior Quantitative engineers work with senior… more
- TD Bank (White Plains, NY)
- …role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational oversight ... of the trading desk, ensuring adherence to regulatory requirements, risk management practices, and timely execution of...key risk metrics and escalate issues as necessary to senior management + Leads the development, maintenance, and enhancement… more
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