- Bank of America (New York, NY)
- …quants, and regulators. The team leads many high-profile audits comprising both regulatory -required and functional work, with continual senior management and ... Join us! **Job Description:** Market Risk Audit is a global team of subject matter experts in traded market...and impactful report conclusions for distribution and presentation to senior management and bank regulators. + Proposing and executing… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** Preferred Qualifications: Global Payment and Deposit Solutions (GPDS) builds and transforms the operating ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
- TD Bank (New York, NY)
- …Sales & Trading. This role will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance ... the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
- Coinbase (Albany, NY)
- …is based in the US (Remote) and will be reporting to an Internal Audit IT Senior Manager . The individual will be responsible for executing all aspects of audits, ... Paragraph:* Coinbase is looking for an Internal Audit IT Senior to join the Internal Audit team focusing primarily...internal audit function. * In depth understanding of local global regulatory requirements as it pertains to… more
- TD Bank (New York, NY)
- …Description:** The Head of Wealth Remediation is responsible for expanding and managing regulatory oversight program for the first line of defense in Wealth by ... partnering with US Wealth Senior Leadership Team, Federated Partners (Compliance, Legal), and AMCB...and AMCB Consumer Bank teams to ensure that all regulatory , compliance, audit, and self-ID findings are remediated and… more
- TD Bank (New York, NY)
- …sits in Core Compliance and covers the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- TD Bank (New York, NY)
- … regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance &… more
- TD Bank (New York, NY)
- …for analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border ... and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia… more
- HSBC (New York, NY)
- … global -to-local delivery model, with awareness of local nuances, regulatory environments, and localization strategies + Bilingual Spanish PreferredIn compliance ... share. The Emerging Talent Lead - Americas is responsible for executing HSBC's global emerging talent strategy at the market level, ensuring programmes are adapted… more
- Aflac (New York, NY)
- …KEY RELATIONSHIPS Reports to: Vice President, Asset Liability Management (ALM) Manager - Aflac Global Investments Risk Management Primary Relationships: ... Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 7928 out Our Company Aflac...and support for risk analysis and reporting, hedging strategies, regulatory compliance for Aflac, assisting with areas such cash… more
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