- TD Bank (New York, NY)
- …in special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and ... you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight,… more
- SMBC (White Plains, NY)
- …As part of SMBC Americas' strategic transformation, we are seeking a Senior Program Manager for delivering enterprise-wide Artificial Intelligence governance and ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- TD Bank (New York, NY)
- …a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support ... a monthly package for executive reporting including variance commentaries for senior management. + Assisting with preparation, analysis, and proper documentation of… more
- Aflac (New York, NY)
- …KEY RELATIONSHIPS Reports to: Vice President, Asset Liability Management (ALM) Manager - Aflac Global Investments Risk Management Primary Relationships: ... Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 7928 About Our Company Aflac Asset Management, LLC, (dba Aflac… more
- TD Bank (New York, NY)
- …to the Associate Vice-President and Managing Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses globally in ... within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely...part of the key accountabilities of the role, the Senior Manager will: + Develop and implement… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in ... adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to...functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +… more
- TD Bank (New York, NY)
- …in addition to experience below + 20+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory , or risk ... of a Compliance program designed to achieve effective management and oversight of regulatory compliance activities of the assigned lines of business for the Company… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** Job Title: Manager , Operational Risk Management Job Level: Level 10 Business/Product Group: TD ... operations in the US, in line with Group and regulatory requirements. The successful candidate will be a strong...lines and escalation procedures. + If you are a Manager /Supervisor, you are also responsible for ongoing and effective… more
- TD Bank (New York, NY)
- …for analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border ... and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia… more
- TD Bank (New York, NY)
- …in special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and ... a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance… more