- TD Bank (Charlotte, NC)
- …as necessary + Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts + Ensures employees are knowledgeable; ... and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- Coinbase (Raleigh, NC)
- …relevant field or equivalent practical experience. *Nice to haves:* * Familiarity with global compliance and regulatory frameworks in financial services and / or ... day, as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We… more
- Coinbase (Raleigh, NC)
- …day, as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We ... and compliance teams to build data solutions that improve operations, ensure regulatory accuracy, and enhance the customer experience. ID: P66578 *Pay Transparency… more
- Bank of America (Charlotte, NC)
- GT Risk and Regulatory Portfolio Executive - Business Control Executive Charlotte, North Carolina;Atlanta, Georgia; Plano, Texas **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/GT-Risk-and- Regulatory -Portfolio-Executive Business-Control-Executive\_25025410-2) **Job Description:** At Bank of America, we… more
- Bank of America (Charlotte, NC)
- Credit Review Senior Portfolio Specialist Charlotte, North Carolina;Stamford, Connecticut; Newark, Delaware; Dallas, Texas; Chicago, Illinois; Providence, Rhode ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Credit-Review- Senior -Portfolio-Specialist\_25029004) **Job Description:** At Bank of America, we are… more
- TD Bank (Charlotte, NC)
- …that will cascade throughout the organization. **The Ideal Candidate:** The Senior Compliance Business Oversight Analyst supports the Fair Banking Compliance team ... on availability and individual circumstances. **Job Description Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and… more
- Bank of America (Charlotte, NC)
- …opportunities to learn, grow, and make an impact. Join us! **Job Description:** Senior Quantitative engineers in Global Risk are responsible for designing and ... domain specific (eg, classification models for surveillance or testing framework for Global Markets processes). Senior Quantitative engineers work with senior… more
- IQVIA (Charlotte, NC)
- …management deliverables. + Manage multiple large studies or program of studies (possibly global ) Provide leadership and senior support to DTLs on multiple large ... of Data Team Lead (DTL), Program Lead, Customer Site Manager , and/or a leadership role in a specific CDM... global studies/programs of global studies Provide leadership and senior support… more
- TD Bank (Charlotte, NC)
- …Financial Crime Risk Management **Job Description:** **Department Overview:** The Global Sanctions, Anti-Bribery, Anti-Corruption (ABAC), and Financial Crime Risk ... for the strategic direction, design, content, and management of the TD Global Sanctions Program, including satisfaction of US specific requirements promulgated by… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Finance **Job Description:** The Senior Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, ... assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This role contributes to the development of liquidity… more