- TD Bank (New York, NY)
- …Sales & Trading. This role will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance ... resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Responsibilities:** + Advise business areas on… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in ... and assists in implementing compliance initiatives to help manage regulatory risk . **Compliance Monitoring & Compliance Oversight** + Assist with developing and… more
- Dow Jones (New York, NY)
- **About Us:** **Dow Jones is a global provider of news and business information, delivering content to consumers and organizations around the world across multiple ... Journal, America's largest newspaper by paid circulation; Barron's, MarketWatch, Mansion Global , Financial News, Investor's Business Daily, Factiva, Dow Jones … more
- JPMorgan Chase (New York, NY)
- Become a key member in a global team focused on strengthening operational resilience. Global Human Resources (HR) Business Resiliency's mission is to ... the event of any disruption. As a Business Resiliency Manager in the HR Business Resiliency team, you will...Resiliency team, you will report to the Head of Global HR Business Resiliency and provide guidance and governance… more
- TD Bank (New York, NY)
- …and is implementing new enhancements to existing programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk . ... on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Assist in the development, design, and execution… more
- TD Bank (New York, NY)
- …relative to the specific area of functional expertise as authorized by the manager ** **Escalates non-standard or high risk transactions or other activities as ... products, operating workflow, additional services/applications or operational efficiencies for Global Business Services** **Identifies, documents, investigates and resolves service… more
- TD Bank (New York, NY)
- …of US policies and procedures for Core Compliance functions and liaise with the global policies team on behalf of the US. + Assist in the ongoing enhancement ... of other firms + Conducts/oversees complex analysis and develop recommendations for business/ senior management based on findings + Interprets the impact and advise… more
- Chobani (New Berlin, NY)
- …fostering a culture of accountability, collaboration, and continuous improvement. Serve as Senior Project Manager (Sr. PM) for select high-impact projects. ... Conduct regular project reviews, summarizing progress, challenges, and next steps for senior management. Implement and oversee project risk assessment and… more
- TD Bank (New York, NY)
- …+ Designs, plans, and executes the Audit Plan for TD Securities US and Global Finance + Leads the broader divisional mandate to strengthen the control culture across ... key talent, fostering a positive and engaging work environment + Delivers a risk -based Audit Plan consistently throughout the year + Ensures audit work meets… more
- Citigroup (New York, NY)
- …Serves as a mentor for junior teammates, may serve as "deputy" to Group Manager + Appropriately assess risk when business decisions are made, demonstrating ... by taking ownership of cross-regional and cross-functional issues, navigating the global organization, and mobilizing the appropriate resources to ensure a timely… more