- Neuberger Berman (New York, NY)
- …controls + Prepare and present audit reports with findings and recommendations for control enhancements to senior management + Track action plans and follow ... management, trust company, sales distribution and supervision, client reporting, fund governance , compliance, operations, risk, branch exams, etc. + Work closely… more
- Citigroup (New York, NY)
- Serves as a Senior Regulatory Engagement Manager for Citi's Services businesses, responsible for the promotion, support, monitoring, reporting and leadership on ... requested data aggregation and coordinating and attending regulatory meetings with control functions and business unit personnel; and collaborating with Business… more
- TD Bank (New York, NY)
- …department objectives and achieve full potential + You are required to demonstrate governance , control and risk management behaviors in alignment with TD ... analysis and modeling, managing a team, preparing client presentations and interacting with senior bankers and clients. **Depth & Scope:** + Works within a deal team… more
- TD Bank (New York, NY)
- …Experience with financial products is a plus The Director, Specialized Finance Manager , TDS provides top technical expertise for overall functional area and provide ... expertise in their complex field and knowledge of broader related areas + Senior specialist providing advisory support within area of domain expertise to executives,… more
- Bank of America (New York, NY)
- …Laws, Rules and Regulations (LRRs) and Enterprise Policies, data sourcing, preparation, governance , and oversight of Global Markets regulatory reports - with the ... job is responsible for driving and executing on internal control discipline and operational excellence within a Line of...compensation decisioning, talent planning, and performance management at a senior level + Manages a large team or multiple… more
- MTA (New York, NY)
- …Controls Executive AGENCY: Construction & Development DEPT/DIV: Delivery/Systems REPORTS TO: Senior Vice President Program Executive WORK LOCATION: 2 Broadway HOURS ... Project Controls has broad authority ove r the functional group's strategy, governance , and direction . The Incumbent has complete decision-making authority over the… more
- M&T Bank (Buffalo, NY)
- …professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** + Not Applicable **Education ... the audits over the Bank's Information Technology (IT) Engineering, Operations, Governance , Risk Management and Architecture functions. Assists in completion of… more
- M&T Bank (Buffalo, NY)
- …strategy, digital transformation, change management and risk & regulatory governance to ensure scalable growth, modernization and operational excellence across ... in alignment with the bank's broader digital transformation objectives + Work with senior management in and outside of Technology to support the delivery of complex… more
- Bank of America (New York, NY)
- …and policies. **LOB Description:** As part of the Americas Equity Trade Control team, the candidate will be responsible for providing operational trade support ... of trades with internal and external counterparties, including reconciliation management and governance of trade fails and breaks + Performs tasks accurately during… more
- TD Bank (New York, NY)
- …decisions; develop and maintain contacts with market participants + Demonstrates governance , control , and risk management behaviors in alignment with ... compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Acts as a technical expert / lead integrating… more