- M&T Bank (New York, NY)
- …range of complex legal matters affecting Wilmington Trust and work with senior leaders from various business lines and support units. Execute strategic direction, ... The successful candidate will be a key advisor to senior leadership and will play a critical role in...+ Work in close coordination with Compliance, Risk and Audit groups to ensure cohesive governance and risk management.… more
- Sprinklr (NY)
- …consistent, trusted customer experiences worldwide. **Job Description** **What You'll Do** The Senior Vice President of Financial Planning and Analysis is a key ... S/he will provide financial consulting and strategic support to senior management including preparing board presentations, financial presentations, industry/peer… more
- Wellington (New York, NY)
- …perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance ... a concentration on private credit, work collaboratively with various internal stakeholders on issue identification and escalations, and assist...to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of the… more
- CIBC (New York, NY)
- …function across all lines of defense, inclusive of Operational Risk Management, Internal Audit , Enterprise counterparts, and control assessment teams. + ... manager or the rest of the organization. + ** Internal Client Engagement** - Meet with internal ...CRSC, etc). + **You demonstrate experience** conducting or managing Internal and External audits, understanding audit methodologies… more
- TD Bank (New York, NY)
- …approval of all analytical models used for TD. The position reports to Senior Manager , Trading Surveillance and Insider Risk Models Validation. Detailed ... industry best practices, and meet regulatory requirements. + Supports Senior Manager to develop and coach Junior...Responds to requests from both Canadian and US regulators, internal and external audit in their review/… more
- KeyBank (Amherst, NY)
- …maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, internal audit , industry peers, and ... members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge...the lines of business, other risk management teams and internal audit . **Essential Job Functions** + Lead… more
- Scotiabank (New York, NY)
- Senior Analyst, Credit Risk - Corporates - US Risk Management **Requisition ID:** 237849 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... credit activities are conducted in compliance with governing regulations, as well as internal policies and procedures. **What You'll Do** + Manage a portfolio of… more
- M&T Bank (Buffalo, NY)
- …policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... **Overview:** The Senior Liquidity Risk Oversight Analyst will support, and...Analyst will support, and report, to the Segment Risk Manager responsible for oversight of interest rate, market or… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the...global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance… more
- St. George's University (Great River, NY)
- Senior Registrar Specialist - Institutional Operations For Rocky Vista University Employees: Please message Alyssa Cottone, Manager , HR Business Partner & Talent ... student affairs, financial aid, and external accrediting/regulatory bodies. The Senior Registrar Specialist for Institutional Operations serves as a student-centered… more