- Wellington (New York, NY)
- …perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance ... a concentration on private credit, work collaboratively with various internal stakeholders on issue identification and escalations, and assist...to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of the… more
- CIBC (New York, NY)
- …function across all lines of defense, inclusive of Operational Risk Management, Internal Audit , Enterprise counterparts, and control assessment teams. + ... manager or the rest of the organization. + ** Internal Client Engagement** - Meet with internal ...CRSC, etc). + **You demonstrate experience** conducting or managing Internal and External audits, understanding audit methodologies… more
- TD Bank (New York, NY)
- …approval of all analytical models used for TD. The position reports to Senior Manager , Trading Surveillance and Insider Risk Models Validation. Detailed ... industry best practices, and meet regulatory requirements. + Supports Senior Manager to develop and coach Junior...Responds to requests from both Canadian and US regulators, internal and external audit in their review/… more
- KeyBank (Amherst, NY)
- …maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, internal audit , industry peers, and ... members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge...the lines of business, other risk management teams and internal audit . **Essential Job Functions** + Lead… more
- Scotiabank (New York, NY)
- Senior Analyst, Credit Risk - Corporates - US Risk Management **Requisition ID:** 237849 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... credit activities are conducted in compliance with governing regulations, as well as internal policies and procedures. **What You'll Do** + Manage a portfolio of… more
- M&T Bank (Buffalo, NY)
- …policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... **Overview:** The Senior Liquidity Risk Oversight Analyst will support, and...Analyst will support, and report, to the Segment Risk Manager responsible for oversight of interest rate, market or… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the...global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance… more
- St. George's University (Great River, NY)
- Senior Registrar Specialist - Institutional Operations For Rocky Vista University Employees: Please message Alyssa Cottone, Manager , HR Business Partner & Talent ... student affairs, financial aid, and external accrediting/regulatory bodies. The Senior Registrar Specialist for Institutional Operations serves as a student-centered… more
- M&T Bank (Buffalo, NY)
- …policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... and perform additional duties and responsibilities as required. + Assist the Department Manager and Team Leaders to develop and execute strategies to provide better… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... anticipate how attackers may change their tactics, and implement adjustments to internal technologies, policies, and procedures. + Understand and adhere to the… more