- American Express (New York, NY)
- …business process owners, controllership functions, internal audit and external audit teams. The Manager SOX Advisory and Analytics will: + Review, assess ... **Minimum Qualifications:** + A minimum of 6 years of financial/accounting/ internal audit /public accounting/operational risk experience across Finance, Risk,… more
- BMO Financial Group (New York, NY)
- …with the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... current and aligned with BMO Compliance Program. Work with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met.… more
- TD Bank (New York, NY)
- …the Global Compliance Program, including transformation and technology initiatives. Reporting to the Senior Manager , CPM, the Manager ensures **r** egulatory ... **Must have work experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred.** + **Excellent communication skills including… more
- Mizuho Corporate Bank (New York, NY)
- …Infrastructure Governance, Risk and Controls! We are seeking a dynamic and experienced Senior Line Manager to lead our Infrastructure Governance, Risk, and ... to become more proactive, efficient, and an enabler of audit responses. The successful candidate will be responsible for...and integrated into BAU activities + Work closely with internal and external auditors to ensure timely and accurate… more
- TD Bank (New York, NY)
- …practices + Lead and draft responses to inquiries from regulators and respond to internal audit findings + Develop and use metrics (KRIs/KPIs) to oversee and ... + Prior experience drafting responses and preparing evidence packages for regulators and internal audit + Excellent verbal and writing skills with a demonstrated… more
- TD Bank (New York, NY)
- …with relevant stakeholders. Coordinate ad hoc responses to regulatory agencies and mange internal audit findings, requests related to the risk and reporting ... and governance perspective.** **In this Position:** **Compliance Risk and Reporting Manager will provide leadership and oversight of process mapping and risk… more
- Pangea Real Estate (Chestnut Ridge, NY)
- …& Management o Own day-to-day management of company level websites, and internal listing engines, ensuring accuracy, performance, and seamless user experience. o ... Partner with internal teams and external developers to scope, test, and...and launch new website features, templates, and integrations. o Audit site structure, optimize navigation, and troubleshoot technical issues… more
- M&T Bank (New York, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... goal met through the acquisition of new clients from internal and external sources, and the retention and expansion...related duties as assigned. **Scope of Responsibilities:** As the manager for a book of client relationships, the Wealth… more
- MTA (New York, NY)
- …Relations, Senior Leadership , and Business Unit Leads with internal workplace investigations. Direct the end-to-end investigation process, ensuring adherence to ... with C&D business units and leadership on issues such as training requests, audit responses, internal controls, EEO, worker s' compensation, S afety, legal,… more
- TD Bank (New York, NY)
- … I will work cross-functionally with teams outside of risk and collaborate with internal audit and external regulators to ensure that documentation for all work ... that align with TD's policies and practices. The Risk Manager I will lead or participate in the identification,...cross-functionally with teams outside of risk + Works with Internal Audit / External Regulators, to ensure… more
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