- City of New York (New York, NY)
- …investigates areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance, internal and external audit , ... budget. BFS oversees the Budget, Payment Services, Claiming and Revenue Accounting and Audit Functions; ensures that funds are available for the procurement of goods… more
- Citigroup (New York, NY)
- The Director, HR Legal is a Senior Lead Counsel 2 (Employment & HR) role and is a senior level position responsible for serving as subject matter expert and key ... impact or influence on the company. This role is not a manager . **Responsibilities:** + Ensure compliance with employment laws and regulations; Provide counsel… more
- TD Bank (New York, NY)
- …US and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful delivery of program requirements. + Assist with ... regulatory and audit requests. + Provide backup to general AML compliance...to the enterprise best practices + Frequently interacts with senior /executive management + Acts as a key contact for… more
- TD Bank (New York, NY)
- …Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as ... **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology...Room. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure… more
- Protective Industrial Products (Latham, NY)
- …adherence to financial policies, procedures, and regulatory requirements. + Support internal and external audit processes by providing necessary documentation ... JOB SUMMARY The Senior Financial Analyst supports the financial planning and...our North America organization. Reporting directly to the Finance Manager , you will be responsible for developing forecasts, analyzing… more
- GovCIO (Albany, NY)
- …Radford, VA and will be a remote position. **Responsibilities** The Senior Cybersecurity Incident Response Administrator (Information Assurance Engineer - Senior ... + Experience coordinating with Cyber Security Service Providers for audit logs and incident response. + Participation in SW...Virtual video interview conducted via video with the hiring manager and/or team + Camera must be on +… more
- TD Bank (New York, NY)
- …policy and procedures materials are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing ... report on the status of Compliance policy and procedure initiatives to senior management, relevant boards and external stakeholders + Participate in special projects… more
- MUFG (New York, NY)
- …to determine if issues identified by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated + Work with ... record + Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified Internal Auditor (CIA) or Certified in… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & ... creation. + Monitor and communicate program effectiveness to stakeholders and senior management to ensure program viability and coverage integrity. + Communicate… more
- M&T Bank (Camillus, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... classroom training, departmental overview presentations and observations, interactions with Senior Leadership across the Retail Bank, and special projects that… more