- TD Bank (New York, NY)
- …the bank, both internally and/or externally + Contribute to data deliverables including Internal , Senior Management, and Audit Committee Reporting + Apply ... Description **Depth & Scope:** + Works independently as the senior analyst/subject matter expert and may coach and educate...in Microsoft Office applications including Power BI + Relevant Audit experience is a plus but not required +… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... for cybersecurity and technology leadership, including but not limited to audit reports identifying technical and procedural findings, common vulnerability score,… more
- TD Bank (New York, NY)
- …Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as ... **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology...Room. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure… more
- TD Bank (New York, NY)
- …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... initiatives including global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as… more
- TD Bank (New York, NY)
- …within risk appetite. As part of the key accountabilities of the role, the Senior Manager will: + Design and implement first line governance frameworks for ... or third line capacity. + Ability to influence at senior executive levels and motivate others, including those who...reviews and assesses whether the Business is adhering to internal (risk management, oversight function and audit )… more
- TD Bank (New York, NY)
- …on short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business ... and front-office decision-making. You'll work with Equities Sales, Trading, Research, senior management, and TDS Technology to develop data infrastructure and… more
- TD Bank (New York, NY)
- …policy and procedures materials are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing ... report on the status of Compliance policy and procedure initiatives to senior management, relevant boards and external stakeholders + Participate in special projects… more
- GovCIO (Albany, NY)
- …Radford, VA and will be a remote position. **Responsibilities** The Senior Cybersecurity Incident Response Administrator (Information Assurance Engineer - Senior ... + Experience coordinating with Cyber Security Service Providers for audit logs and incident response. + Participation in SW...Virtual video interview conducted via video with the hiring manager and/or team + Camera must be on +… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... classroom training, departmental overview presentations and observations, interactions with Senior Leadership across the Retail Bank, and special projects that… more
- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... in order to implement corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design, planning, and execution of testing… more
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