- TD Bank (New York, NY)
- …all matters of confidentiality + Analyzes service delivery issues and conduct internal /external research projects and/or contribute to audit reviews; run ... of heavy interaction with customer accounts and facilitating the allocation of money manager sub-accounts for client type trading for cash and repo transaction + The… more
- City of New York (New York, NY)
- …of the five New York City pension systems. This role supports internal investment staff, executive leadership, and trustees by delivering accurate performance ... SQL or Access, is highly valued. The Investment Officer will report to the Senior Investment Officer - Risk, responsibilities include, but are not limited to, the… more
- MTA (New York, NY)
- …offices), non-revenue vehicle management, training/travel requests, overtime management, audit response, internal controls, and/or equipment/supplies management. ... responsibility, subject to approval regarding the most critical issues by senior management within MTA Construction & Development. Decision-making authority is… more
- CenterWell (Albany, NY)
- …Analyzes, enters and manipulates database. Responds to or clarifies internal requests for medical information. Understands department, segment, and organizational ... in real-time. + Research and interpret correct coding guidelines and internal business rules to respond to inquiries and issues. **Post-Visit/Offshore Coding… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the...global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance… more
- KeyBank (NY)
- …collaborative relationships with mid to senior level management, other internal clients and peers, and Audit . **Required Qualifications** + ... Minimum of 3 years of compliance, risk management, and/or audit experience with a strong focus on risks and...risk management and/or compliance (eg - Certified Regulatory Compliance Manager (CRCM)) + Experience with data analysis tools and… more
- M&T Bank (Buffalo, NY)
- …brand and values. + Uphold M&T internal control standards, diligently addressing internal and external audit points and promptly resolving any issues raised ... growth. + Harness your influence to shape the Agile practices and principles of Senior Leaders and ART teams. Be the catalyst for embracing and maximizing the… more
- SitusAMC (New York, NY)
- …to team members are completed in a timely manner while adhering to all internal control requirements, audit standards, and client service levels. + Work with ... and Asset Management Team Leads to drive efficiency in staffing and meet internal performance targets. Provide direction to Team Leads and Asset Managers in meeting… more
- CIBC (New York, NY)
- …and existing client mandates, including overseeing Analyst work: + Develop and audit sophisticated financial models + Participate in cross functional teams and ... precedent analyses + Assist in company due diligence investigations + Support senior investment banking colleagues and directing and training analyst teammates +… more
- TD Bank (New York, NY)
- …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams and the… more