- M&T Bank (Buffalo, NY)
- …accounting or equivalent experience at a major financial institution at senior manager /director level CPA/CFA certifications Experience in financial reporting ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- Citigroup (New York, NY)
- …Operations on critical sanctions matters as required. Serves as liaison with Internal Audit , and Compliance Assurance Teams on critical Compliance issues ... Deliver on all targeted improvement programs. + **Role** This role serves as the senior Services Operations manager directly managing a team of ~300+ (for… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & ... creation. + Monitor and communicate program effectiveness to stakeholders and senior management to ensure program viability and coverage integrity. + Communicate… more
- Maritime Administration (Kings Point, NY)
- …a comprehensive financial management program, including budget formulation, execution, internal controls, and financial reporting, while advising senior ... financial management policies, budget formulation and execution, funds control, internal controls, and accounting operations to ensure compliance with organizational… more
- Raymond James Financial, Inc. (New York, NY)
- **Job Summary** The Senior Manager , Market Risk Manager will play a key role in the independent oversight and reporting of market risk exposures across Fixed ... and the ability to communicate risk issues effectively to senior stakeholders. **Essential Duties and Responsibilities** + Monitor and...of breaches or emerging risks. + Support regulatory and internal audit requests related to market risk.… more
- CenterWell (Albany, NY)
- …and address performance gaps. + Research and interpret correct coding guidelines and internal business rules to respond to inquiries and issues. + May participate in ... coding compliance. + Follows state and federal regulations as well as internal policies and guidelines while analyzing coding information and medical records.… more
- KeyBank (Buffalo, NY)
- …collaborative relationships with mid to senior level management, other internal clients and peers, and Audit . **Required Qualifications** + ... procedures, and associated risk and operational programs to ensure consistency with internal and industry standards as well as current applicable banking rules,… more
- Capital One (New York, NY)
- …Influence leaders within ESM, Compliance, Cyber Security, second line risk organizations, and Internal Audit on key technology risks and actions needed + Conduct ... while operating in a complex, highly regulated business. As a Business Risk Manager in Capital One's Enterprise Services (ES) Risk organization, you will apply… more
- PSEG Long Island (Bethpage, NY)
- …Summary** This position is a direct report to the Technology Group Product Manager . The NERC Compliance Specialist is responsible for ensuring compliance with NERC ... operational compliance activities goals including: gathering current state and periodic audit readiness and working closely with technology functions to ensure goals… more
- City National Bank (New York, NY)
- …business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as ... and training for new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with the evaluation of… more