- SMBC (New York, NY)
- …for facilitating efficient coordination between CPAD Advisory and other internal support functions, including CPAD Central Functions, Strategic Planning Group ... of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit, and Technology. The Regulatory Governance team collaborates with internal … more
- UHS (Johnson City, NY)
- …of the section and works under the direction of the Core Laboratory Manager , the Administrative Director, and the Medical Director. All duties are performed in ... of Health Regulations, CAP, and CDC Blood and Body Fluids Procedures, and Infection Control Policies. Priority is given to STAT testing and to tests that require… more
- TIAA (New York, NY)
- …and closing of senior lending transactions, with or without a related non- control equity investment. Transactions include both first lien senior secured and ... The position reports into Churchill's Deputy General Counsel, who oversees the senior lending transactional legal group. **Key Responsibilities and Duties** + Liaise… more
- VaynerMedia (NY)
- …and organizational thinking and execution rests with you. You can harness the efforts of internal and IAT teams to deliver on big brand goals. You are the gatekeeper ... of brand equity and quality control of work prior to it leaving the building....& Responsibilities: Client Management: + Act as the overall manager of a client's business, ensuring that we are… more
- City National Bank (New York, NY)
- …oversight, tracking and reporting of compliance program risks that includes an internal control structure, new products, training, regulatory change management, ... new/revised product and service offerings and work closely with senior leaders of business units to plan a response....Company or regulatory standards and policies. * Maintain CNB internal control standards, including timely implementation of… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Product Management **Job Description:** The Product Group Manager manages and provides strategic guidance to a team of product management ... and characteristics that meet customer needs. The Product Group Manager also manages a particular product or suite of...suite + Ability to present and make recommendations to senior management and executives + Provides expertise and advice… more
- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... this role is responsible for monitoring the possession and control of client assets, preparing and validating regulatory reports,...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
- M&T Bank (Buffalo, NY)
- …that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and ... accounting or equivalent experience at a major financial institution at senior manager /director level CPA/CFA certifications Experience in financial reporting… more
- TD Bank (New York, NY)
- …manner within the Enterprise defined processes and procedures. Works independently as a senior lead and may manage and direct activities related to data concern ... in multiple programming language + Works autonomously as a senior /lead on a diverse range of tasks and is...for business area + Ensures business operations follow applicable internal and external requirements (eg financial controls, segregation of… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & ... creation. + Monitor and communicate program effectiveness to stakeholders and senior management to ensure program viability and coverage integrity. + Communicate… more