- TD Bank (New York, NY)
- …objective and independent opinions on the adequacy of AML/ATF/Sanctions/ABAC processes and controls in accordance with regulatory and internal requirements, and ... ML/TF, Sanctions Risk Assessment methodologies, procedures, and challenge documentation. The Senior Financial Crime Risk Oversight Analyst provides a range of… more
- Santander US (New York, NY)
- … management with independent assurance on the quality and effectiveness of internal controls , risk management (current or emerging), governance processes and ... integrity. Provide assurance on the quality and effectiveness of internal control , risk management (current or emerging)...formulates findings and presents the results to the Audit Manager . + Executes control design and operating… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Monitor and assess the effectiveness of Technology risk management processes and internal controls and make necessary adjustments. + Facilitate and provide ... practices and methodologies, including risk assessment and a solid understanding of internal control and mitigation strategy concepts. + Specific subject matter… more
- City National Bank (New York, NY)
- …* In BAU, this role will have primary focus on engaging with the 1LOD Controls Office (Business Control Officers) and additional LOB partners as needed to ensure ... WHAT IS THE OPPORTUNITY? Reporting up through CNB's Governance, Risk and Controls division, this newly formed Enterprise Change Management Office is tasked with:… more
- M&T Bank (Buffalo, NY)
- …in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify ... that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and… more
- University of Rochester (Rochester, NY)
- … internal controls that mitigate risks, and related opportunities for internal control improvement + Identifies the broader impact of current decisions ... information technology management processes and demonstrates advanced understanding of business processes, internal control risk management, IT controls and… more
- Citigroup (New York, NY)
- …direct reports and indirect stakeholders + Experience with or previous exposure to internal control functions and regulators within the region, and in particular ... Serves as a Senior Regulatory Engagement Manager for Citi's...**Key Activities include:** + Coordinating interactions with regulators and internal stakeholder, including but not limited to: assisting in… more
- TD Bank (New York, NY)
- …Description:** The **Group Risk Specialist, Enterprise Risk Governance** will support the Senior Manager in evolving the Business Line Risk Appetite program. ... Design, build and maintain interactive Business line dashboards. Work closely with Senior Manager to implement opportunities and develop detailed documentation.… more
- TD Bank (New York, NY)
- …risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg, financial controls , segregation of duties, ... cash wire payments and strive to implement efficient processes and robust controls throughout the payment lifecycle to ensure accurate and efficient processing. Your… more
- University of Rochester (Rochester, NY)
- …relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by ... data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE: Develops and implements… more
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