- NBC Universal (New York, NY)
- …spin-off is expected to be completed during 2025. This is a Versant role. The Manager , Compliance will play a pivotal role in shaping and implementing the ... + Provide operational support to legal counsel on key compliance program areas, including policy development, training...Assist with the preparation of presentations and reports for senior management and other key stakeholders. + Support legal… more
- Amazon (New York, NY)
- …monitor policy effectiveness using various signals and handle escalated policy compliance questions. They develop expertise in locale-specific requirements ... organizations * Experience in analyzing and presenting results to senior management * Superior verbal and written communication skills...metrics and data analysis * Experience in digital advertising policy , compliance , or legal work Amazon is… more
- TD Bank (New York, NY)
- …TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in ... policy rollouts, system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict… more
- TD Bank (New York, NY)
- …culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide ... depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and objective… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About ... management reporting. + Ensure that identified errors, improper conduct, compliance exceptions to regulatory or policy requirements...a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance + Good working… more
- WMCHealth (Poughkeepsie, NY)
- Regional Manager , Compliance - ONSITE Company: NorthEast Provider Solutions Inc. City/State: Poughkeepsie, NY Category: Executive/Management Department: ... Internal Applicant link Job Details: Job Summary: The Regional Manager , Compliance reports to the VP, ...+ Maintains knowledge of current legislation and regulations regarding compliance issues and recommends policy adjustments as… more
- MTA (New York, NY)
- …+ Provide executive and senior leadership with workforce trend updates, compliance risk assessments, and recommendations for policy or process improvements. ... service, and rewarding opportunities. SUMMARY : Under the direction of the Manager , Equal Opportunity Analysis and Reporting, the Senior Equal Opportunity… more
- TD Bank (New York, NY)
- …environment with opportunities for innovation and leadership. + Collaborate with senior leaders across compliance , legal, and business functions. _*General ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- S&P Global (New York, NY)
- …by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some ... you have the opportunity to ask probing questions to senior corporate executives and interact with the global investor...of interest. Employment at S&P Global is contingent upon compliance with the Policy . **Recruitment Fraud Alert:**… more
- HSBC (Buffalo, NY)
- …its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Regulatory Compliance , Conduct and Legal (RCCL) Audit you will: + ... US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc +...and associated risks to the stakeholders and assist the Senior Audit Manager in drafting audit observations… more