- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and ... Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance...+ Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively ... prepare for audit exams. The manager is responsible for developing an annual plan to...detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. Key… more
- TD Bank (Charlotte, NC)
- …creating a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a key member of ... on availability and individual circumstances._ **Job Profile Summary:** The Senior Compliance Business Oversight Manager ...+ Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates… more
- TD Bank (Charlotte, NC)
- …the role which is outlined in the general description below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and ... as appropriate. **We are seeking a dynamic and forward-thinking Senior Manager to lead the strategic development...have direct reports but will partner closely with other senior managers who lead functional verticals (eg, compliance… more
- Xylem (Charlotte, NC)
- …expectations through innovative and sustainable solutions. **Key Responsibilities - Customs Strategy Senior Manager , Trade Compliance ** + **Customs & Trade ... audits, and post-entry actions. Oversee broker engagement to ensure accuracy, compliance , and adherence to company policy . + **Cross-Functional Alignment**… more
- Coinbase (Charlotte, NC)
- …the responsible growth of its digital assets business. Reporting directly to the CCO, this Senior Program Manager will act as a trusted and strategic partner - ... project management, strategic operations, or a related role, Preferably in crypto, compliance , legal, policy , or financial services. * Subject matter expertise… more
- Coinbase (Charlotte, NC)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance Operations at Coinbase, you'll lead ... teams, with hundreds of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind ensuring our teams… more
- American Express (Apex, NC)
- …American Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Senior Manager to support the business in managing ... procedures, control descriptions, and training materials. + Collaborate with second line Compliance and Legal teams on policy interpretation, regulatory change… more
- American Express (Charlotte, NC)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk ... BU, including leading action plan management process and escalating issues to senior management **Reporting, Policies and Procedures:** + Compliance metrics… more
- Alight (NC)
- …(https://careers.alight.com/us/en) . Join a dynamic team working directly with the Chief Compliance Officer to build and maintain a best-in-class compliance ... Investment Advisory and Broker-Dealer sales practices. You'll provide comprehensive compliance support, proactively identifying and addressing risks, and partnering… more
Recent Jobs
-
Athletic Trainer, Certified - Surgical Services
- UNC Health Care (Hendersonville, NC)
-
Hiring CNA's & Certified HHA's- PBG
- CONCIERGE CARE (Palm Beach Gardens, FL)
-
Data Ethics Risk Program Manager
- Access Dubuque (Dubuque, IA)
-
Tax Manager - C-Corp (ASC 740)
- Wipfli LLP (Milwaukee, WI)